- TD Bank (New York, NY)
- …Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability and diligence, a ... methodology alignment, policy and procedure adherence, issue tracking accuracy, and control coverage adequacy, and advise on improvements based on assessment… more
- Coinbase (Albany, NY)
- …as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want ... power of crypto and blockchain technology to update the financial system. We want someone who is eager to...audit the effectiveness of governance, compliance, risk management, and control process. The in-house Coinbase Internal Audit team is… more
- American Express (New York, NY)
- …backgrounds including internal controls, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit ... Internal Audit group is seeking an Senior Audit Manager to assess financial , operational, and technological risks, ensure compliance with regulations, and improve… more
- American Express (New York, NY)
- …backgrounds including internal controls, consumer compliance, technology, operational risk, financial accounting, data analytics, and banking operations. Our audit ... The Internal Audit Group is responsible for evaluating American Expresses' financial records, internal controls, and operational processes to ensure accuracy,… more
- JPMorgan Chase (Brooklyn, NY)
- Join this fast-paced team as a Vice President, supporting Equities Product Control . As a Vice President within the Americas Equity Derivatives Group, you will have ... to lead the Corporates, Convertible Bonds and Financing Product Control team based in New York. You will be...degree (or equivalent) level JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Analyst provides ... implements policies/processes and/or initiatives to meet business governance and control objectives. May provide complex reporting, analysis, testing and assessments… more
- TD Bank (New York, NY)
- …management, risk compliance self-assessment, program effectiveness assessment, and control design effectiveness assessment also desired. **Key Responsibilities** ... scalable, and repeatable + Leverage the results and output from Risk Control Self-Assessments and Program Effectiveness Assessments to facilitate update process of… more
- American Express (New York, NY)
- …impact in this role?** Working closely with the Global Sanctions Risk & Control Assessment and Remediation Manager, the Sanctions Risk Assessment (SRA) Support Lead ... for supporting the Enterprise-wide SRA providing SME knowledge on inherent risk, control assessment, and ultimate residual risk. Working closely with the Global … more
- JPMorgan Chase (New York, NY)
- …and functional CCOR teams and key stakeholders, including Legal, Business Control Managers, Technology, Internal Audit, Finance & Business Management, and other ... Control functions. Additionally, you will need to have experience...degree + 5+ years of professional experience in the financial services industry in areas such as Compliance, law,… more
- MUFG (New York, NY)
- …processes and systematic controls + Understanding of examination techniques, including control procedures, examination principles, and theory + Credit/ financial ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...risk assets and effectiveness of the Bank's processes to control credit, trading, and associated concentration risks of a… more