- Raymond James Financial, Inc. (St. Petersburg, FL)
- … control environment and develops recommendations to strengthen internal controls and mitigation strategies. * Stays up-to-date with evolving regulatory changes ... and business unit processes, as well as procedures to improve internal controls and mitigation strategies. Guidance is provided to perform varied work that… more
- MUFG (Tampa, FL)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...key position for providing protection and assurance on the controls safeguarding the bank's information assets. **Major Responsibilities** +… more
- Citigroup (Tampa, FL)
- …**Key Responsibilities** ** Control objectives and standards:** Ensure Enterprise Control Standard and controls design requirements are clearly articulated ... expertise in Non- Financial Risk Management with a proven risk and control track record in technology, data, and/or reporting risk. + Business understanding of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …audit areas + Shadow associates performing operational effectiveness testing to validate controls + Identify, assess, and document control issues in assigned ... business processes + For SOX 404 compliance, test internal controls over financial reporting + Operates standard office equipment and uses required software… more
- American Express (Sunrise, FL)
- …BU Risk and Control Assessment based on new and/or revised products ** Controls & Issue Management:** + Complaints review activity for the BU + Implementation and ... monitoring of new controls for the BU + Issue Management for the...Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory exam readiness, issue remediation,… more
- University of Miami (Medley, FL)
- … control environment, conducts risk assessment, implements, and monitors controls . Knowledge, Skills, and Attitudes: + Knowledge of business and management ... SUMMARY The Manager, UHealth Management Reporting - Central (H) coordinates the daily financial activities and reports on the financial planning of the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …experience with annual audit plans. + Specific subject matter expertise regarding control disciplines. + Understanding of financial services, products and ... obtained through education and to conduct comprehensive operational, compliance, and financial audits for Raymond James Internal Audit's Wealth Management Team.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …2-3 days a week at our Saint Petersburg, FL, corporate office._ Raymond James Financial Internal Audit is seeking a Senior Auditor to join the team working under ... for internal audit processes and procedures in order to improve internal controls . Results are evaluated at agreed upon milestones for effectiveness in achieving… more
- University of Miami (Miami, FL)
- …an effective control environment, conducts risk assessment, implements and monitors controls . This list of duties and responsibilities is not intended to be ... control environment, conducts risk assessment, implements and monitors controls . + In conjunction with Hospital Accreditation, oversees compliance with… more
- MUFG (Tampa, FL)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...of risk management practices, including but not limited to control documentation and assessment, control testing, issue… more