- City National Bank (New York, NY)
- …executed by assigned 1LOD business or corporate unit(s), including Risk and Control Assessments, Control Management Activities, Key Risk Indicators, Operational ... framework, which includes risk identification and assessment; risk measurement; risk controls ; and risk monitoring and reporting to improve operational resilience.… more
- Citigroup (Getzville, NY)
- …behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 2-5 years of relevant ... experience + Recommended licensing/registration: Series 7, Series 9, Series 10, Series 63 + Consistently demonstrates clear and concise written and verbal communication skills **Education:** + Bachelor's Degree/University degree or equivalent experience This… more
- Raymond James Financial, Inc. (New York, NY)
- …contingency plan for significant aspects of the risk management and/or risk control processes. Skills: Acts as the organization's authority and established expert on ... understanding and using standard office equipment and standard software packages to support business processes. Acts as the organizational authority and established expert on analyzing data trends for use in reports to help guide decision making. Acts with… more
- NBC Universal (New York, NY)
- …and the Financial Technology Strategy Group, establish an appropriate risk, control and compliance approach which is robust but is adaptable to new technologies ... framework which includes the identification of risks, appropriate controls , and ensures that robust monitoring & reporting is...and / or Big Four Public Accounting + Solid financial accounting and internal control background required… more
- Scotiabank (New York, NY)
- …streamline and simplify payments, improve working capital performance, and mitigate financial risk. At Scotiabank, we embrace your strengths, ideas, and ambitions. ... Risk, contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing supervisory… more
- MTA (Jamaica, NY)
- … Act + Establish, implement, and maintain guidelines for a system of internal controls and a program of internal control review that promotes efficiency and ... will conduct the following critical work: Coordinate and implement the Internal Control Review Program across the MTA and its subsidiaries, including but not… more
- Grant Thornton (New York, NY)
- …operational, financial , and administrative processes to assess risk, internal control , and the overall effectiveness and efficiency of the process. + Obtain ... addressing risk in both proactive and responsive contexts for the Risk, Compliance & Controls Practice - all with the resources, environment, and support to help you… more
- TD Bank (New York, NY)
- …Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship Managers, and Investment Advisors who are part of ... adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + **Delivering… more
- Citizens (New York, NY)
- …on embedded banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This ... and identify and mitigate potential risks within the embedded banking risk and controls environment. This includes assessment of the likelihood and impact of a risk… more
- Mizuho Corporate Bank (New York, NY)
- …provide information to bank management, and data whose deficiency can cause financial loss/severe impact to the customer. Mizuho's data operating model comprises of ... are seeking a meticulous and analytical Finance Data Quality, Analytics, and Controls Analyst to join our management team. The successful candidate will be… more