- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... assessments the 1B team must complete for Fraud or Financial Crimes depending on the scope and timing of...of the following + Risk Management + Governance and Control 1B + Business Continuity Management + Risk and… more
- JPMorgan Chase (Brooklyn, NY)
- …degree or equivalent experience required. + 3+ years of experience in the financial services industry with a background in controls , audit, quality assurance, ... Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls Office. This team is the unique provider of horizontal regulatory oversight and… more
- SMBC (New York, NY)
- …and derivatives trading businesses. * Preferred prior experience related to product control /accounting/ Financial Control function but not essential. * Strong ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Markets, to lead audit coverage of finance related Product Control function within the Internal Audit Department (IAD). The… more
- American Express (New York, NY)
- …so, you might be the ideal candidate for the Manager, Technology Risk and Control - Infrastructure & Resiliency role at American Express. As a Manager of Technology ... Risk and Control , you will be part of the Technology Risk... owners, engineering teams, and business leaders to uplift controls , manage business continuity planning, and drive strategic risk… more
- American Express (New York, NY)
- …global currency solutions, and business financing. The objective of the GCS Control Management Specialized Operational Risk (OR) Privacy team is to provide subject ... for topical Operational Risk intelligence. The Global Consumer Services Control Management OR Privacy team is looking for a...members in consultation on the design and implementation of controls tailored to specialized risk areas + Support more… more
- UMB Bank (Albany, NY)
- This Senior Process & Control Administrator role is an experienced leadership role within the Commercial Administration organization. This role will be key to the ... a foundational aspect of the risk management and operational control structure of the Line of Business. The role...exams. + Partner with Commercial leadership to ensure proper controls are in place. + Partner with Commercial associates… more
- TD Bank (Melville, NY)
- …are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals, and physical ... own area + Actively manages relationships with corporate and/or control functions and ensure alignment with enterprise and/or regulatory...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- American Express (New York, NY)
- …Servicing (GS) is looking for a Manager of Governance focused on ensuring control management is embedded in the day-to-day operations of our organization. It will ... across numerous business units, functional areas, and geographies. **The Manager, GS Control Management - Governance will:** + Lead the collection, analysis, and… more
- Citigroup (Getzville, NY)
- …job level, and date of hire. **Most Relevant Skills** Accounting Processes and Financial Controls , Assessment, Constructive Debate, Financial Accounting, ... primary objective is to strengthen the books and records discipline and control framework within Markets Operations. The function has been recently created within… more
- American Express (New York, NY)
- … control environment to prevent, detect, and respond to financial crimes-including anti-money laundering (AML), sanctions, fraud, and anti-bribery and corruption ... with applicable laws, regulations, and internal policies. + Design and implement financial crime risk frameworks, processes, and controls across the business… more