- Guardian Life (New York, NY)
- …ownership and accountability for delivering on commitments timely. **Reporting Relationships** As our Financial Compliance Analyst , you will report to the ... Do you want to be part of a collaborative Compliance Legal Team? As a Data Analyst ...policies, procedures, and practices to identify potential areas of non- compliance . + Analyze risks, controls , and data… more
- US Bank (New York, NY)
- …with Model Owners and Developers to validate models related to the Bank's Compliance and Financial Crimes groups, which can include Anti-Money Laundering (AML), ... modeling or model validation experience. . Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that… more
- Coinbase (Albany, NY)
- …customers, regulators, auditors, and other external stakeholders. Coinbase is looking for an Analyst , Tech Controls to support the second line of defense ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...with the design, implementation, and monitoring of a technology control framework. The Analyst will work closely… more
- Deloitte (New York, NY)
- …clients navigate the risks and opportunities that come with innovation. From evaluating system controls to advising on compliance , you will be part of a team ... + Perform internal audit assurance activities (internal audits over financial , operational, compliance , IT, SOX and QARs),...and a global network to deliver high-quality audits of financial statements and internal controls over … more
- Deloitte (New York, NY)
- …specialized audit services on external audit engagements related to business process controls that mitigate financial statement risks + Drive client engagements ... of Internal Auditors + Demonstrate understanding of business processes, internal control risk management, and related regulatory and compliance standards… more
- Citigroup (Getzville, NY)
- …of experience in operational risk management, compliance , audit, or other control -related functions in the financial services industry. + Ability to ... Risk Management Framework and adherence with Risk Management and Compliance + Policies. + Contribute to the oversight of...execution for controls . + Proven experience in control related functions in the financial industry.… more
- New York State Civil Service (Albany, NY)
- …No Agency Financial Services, Department of Title Virtual Currency Senior Analyst ( Financial Services Specialist 2 ( Compliance ), SG-23) Occupational ... risks; * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls ; BSA/AML program; operational,… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control , Senior Analyst - Ratings** **The Role** The Senior Analyst role is ... Program for the North American Structured Finance and Financial Services practice areas assisting the practices on advisory...management and board decks. + Work closely with the Compliance Control Room in the monitoring and… more
- New York State Civil Service (New York, NY)
- …No Agency Financial Services, Department of Title Virtual Currency Application Analyst ( Financial Services Specialist 1 ( Compliance ), SG-18) Occupational ... Evaluating the adequacy of board and management oversight of the financial institutions' compliance programs.* Reviewing lending, deposit, insurance and… more
- TD Bank (New York, NY)
- …support and advice to assigned portfolio, business or function to promote strong Compliance controls and processes are in effect to mitigate inherent associated ... and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned complaints and… more