- HSBC (New York, NY)
- …gaps and put in place activity to resolve these + Adhere strictly to compliance and operational risk controls in accordance with HSBC and regulatory standards, ... policies and practices; report control weaknesses, compliance breaches and operational loss...and operational loss events **Management of Risk** + Apply compliance , operational risk controls in accordance with… more
- S&P Global (New York, NY)
- …Level Agreements. + Oversee the Affiliate Risk Assessment, including the Vendor Compliance Controls Assessment and implement solutions to any issues identified. ... Level (for internal use):** 12 **The Team** The In-Business Controls team within the Ratings division is dedicated to...we consistently meet the highest standards of performance and compliance . **The Role** Reporting to Head of Vendor Management,… more
- City of New York (New York, NY)
- …settlement. - Develop and enforce accounting policies, internal controls , and financial reporting systems within FMS to ensure compliance and efficiency. - ... Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTRATIVE STAFF ANALYST CIVIL SERVICE TITLE, OR BE PERMANENT IN A...Employment Program Payments, the operations of Contract Agency Monthly Financial Report (CAMFR) Unit and the Control … more
- M&T Bank (Hauppauge, NY)
- …risk for commercial clients at M&T Bank. This position involves analyzing financial statements, monitoring loan portfolio, and ensuring compliance with credit ... and other forms of credit surveillance. + Review all pertinent credit and financial information, including but not limited to financial statements, tax returns,… more
- City of New York (New York, NY)
- …recommendations submitted by program areas and/or vendors, as well as agency audits/ financial documents to ensure contract compliance with legal requirements. - ... Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTRATIVE PROCUREMENT ANALYST TITLE, OR PERMANENT IN A COMPARABLE CS TITLE...OC ensures that the Agency's contracts are procured in compliance with the New York City Charter and the… more
- Bank of America (New York, NY)
- …team members + Experience of working in a large global bank + Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager ... control environment + Assesses impacts to business processes, controls , and strategies to provide recommendations on severity ratings...5-7 years of internal audit or front office business control or compliance or risk management experience… more
- TD Bank (New York, NY)
- …with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will… more
- City of New York (New York, NY)
- … compliance by organizing, collaborating, and managing special initiatives, controls , and guidelines for contractors, internal and external partners, and staff. ... Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTATIVE STAFF ANALYST CIVIL SERVICE TITLE OR BE PERMANENT IN A...build a career thar will lead to success and financial security. HRA's Career Services works closely with clients… more
- City of New York (New York, NY)
- …Agency's Senior Leadership Team regarding the following: identify and prioritize program compliance and financial risks and their consequences for the Agency; ... Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTRATIVE STAFF ANALYST OR BE PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE CHANGE. The… more
- M&T Bank (Tarrytown, NY)
- …Bank. This individual contributor client facing position involves analyzing financial statement, structuring credit solutions, negotiating legal documents, and ... obtaining credit approval while ensuring compliance with credit policies and regulatory requirements. The Commercial...forms of credit surveillance. Review all pertinent credit and financial information, including but not limited to financial… more