- TD Bank (Fort Lauderdale, FL)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... Solves unique and ambiguous problems with broad impact; typically oversees standards, controls and operating methods that have significant financial and… more
- MUFG (Tampa, FL)
- …to address root causes of risks that may lead to operational losses or regulatory breaches. **Cybersecurity Controls and Reporting:** + Represent EIS GRC in ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Jabil (St. Petersburg, FL)
- …teams without direct authorityRecommend, prepare and conduct trainingManage change control processes and is responsible for overall project executionMaintain a ... and system integrations + Infrastructure, Network, and Security components + Regulatory and Compliance-driven projects BE AWARE OF FRAUD: When applying for… more
- First Horizon Bank (Miami, FL)
- …in the short, medium and long term + Strictly adhere to all risk and control policies, regulatory guidelines and security measures + Performs all other duties as ... their business **About Us** First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and associates… more
- PNC (Tampa, FL)
- …Reviews and analyzes assessments of AML and Sanctions risk and internal controls , as appropriate. Analyzes regulatory developments, advises business management ... position. **Preferred Skills** Compliance Reporting, Customer Risk, Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... : + Responsible for the production, validation and submission of non- financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic… more
- Citigroup (Tampa, FL)
- …Information Security Manager (CISM), Certified in Risk and Information Systems Control (CRISC), ERM, CET, ISO27001, COBIT, TOGAF, or CRI. + Effective leadership ... strategies, and governance processes designed to minimize losses from inadequate controls , fraud, and potential bankruptcy. This includes supervision over technology… more
- American Express (Sunrise, FL)
- …all levels to document, understand, and assess process effectiveness, Compliance risks and controls , including control design and effectiveness. + Assist in the ... + Relevant M&T and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA) etc.)… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …retains latitude for unreviewed decision making and autonomy with respect to fund manager interactions. Upon completion of review, it is expected that that Director ... third party asset managers and service provider operational support, internal controls , trade processing, and employees. * Evaluate accounting and reporting… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...plans (MAPs) development to ensure MAPs can address the control deficiencies and symptoms pointed out in the issue… more