• Internal Audit Compliance Controller

    Fedcap (New York, NY)
    … audits of business functions and processes to ensure the integrity of controls over the financial reporting in accordance with the applicable accounting ... adequacy of the design and operating effectiveness of internal controls over financial reporting; Participating in the...using data analytics + Participate in SOX 404 internal control evaluation and testing Financial , Operational and… more
    Fedcap (10/01/25)
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  • Sr Group Risk Specialist- Incident Mgr (Brim)

    TD Bank (New York, NY)
    …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... Solves unique and ambiguous problems with broad impact; typically oversees standards, controls and operating methods that have significant financial and… more
    TD Bank (10/02/25)
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  • Home Mortgage Disclosure Act (HMDA) Data Integrity…

    TD Bank (New York, NY)
    …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
    TD Bank (10/03/25)
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  • IT Auditor

    Mizuho Corporate Bank (New York, NY)
    …managing the audit process from initiation to completion and assisting the Group Manager with the administrative control of the Group. Job Description The ... financial services industry (ie, banking, brokerage), technology and regulatory requirements.Demonstrate sufficient knowledge and understanding of internal audit… more
    Mizuho Corporate Bank (09/11/25)
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  • Dir - Tech Solutions TDS (US)

    TD Bank (New York, NY)
    …and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** ... support of systems for P&L attribution, IPV (Independent Price Verification), valuation control , and risk-based financial analysis. . Drive initiatives for… more
    TD Bank (09/21/25)
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  • CAT/Cais Reporting Analyst -Remote Flexibility…

    Raymond James Financial, Inc. (New York, NY)
    …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this ... : + Responsible for the production, validation and submission of non- financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic… more
    Raymond James Financial, Inc. (09/30/25)
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  • Management Development Program - Internal Audit…

    M&T Bank (Buffalo, NY)
    …and regulatory expectations. + Adhering to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more
    M&T Bank (08/04/25)
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  • IT Lead Auditor - Data Management & Data…

    M&T Bank (Buffalo, NY)
    …system development lifecycle (SDLC), change management, access management, and automated controls within financial applications. + Perform risk-based assessments ... control concepts + Experience evaluating adequacy of the controls + Strong leadership skills + Experience coaching and...with cloud environments (AWS, Azure, GCP) and related security controls . + Regulatory Knowledge: Awareness of SOX,… more
    M&T Bank (09/05/25)
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  • Director, Equity Derivatives Risk Oversight

    BMO Financial Group (New York, NY)
    …to identify potential risk situations/ impacts; makes recommendations or escalates to the manager , as per guidelines. + Monitors the financial market environment ... Our ideal candidate should possess experience in handling various financial instruments such as equity, derivatives, structured liquidity derivatives, trading… more
    BMO Financial Group (09/20/25)
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  • Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory ... organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the… more
    University of Rochester (08/07/25)
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