- TD Bank (New York, NY)
- …securities controls across the enterprise as part of the Bank's Financial Crimes Risk Management Controls and Screening Capabilities department. This is ... and engaging FCRM advisory groups when required. **Job Description:** The Senior Manager , Financial Crime Risk Business Oversight oversees the team and… more
- TD Bank (New York, NY)
- …+ Minimum 5-7 years of direct experience in conflicts management within a global financial institution, preferably in a Control room or Compliance function. + ... Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical in reviewing, managing and… more
- Citigroup (Getzville, NY)
- …Engagement is a strategic professional who keeps senior management apprised of ongoing regulatory interactions across Finance. As a strong manager adept at ... presentations and talking points related to a wide-range of financial and regulatory topics. You will be...continuity plan, record retention strategy and related risk and controls activities. + Support Regulatory Exam Management… more
- TD Bank (New York, NY)
- …in the capital markets industry with strong subject matter expertise in financial markets, regulatory requirements, industry best practices, and related systems ... accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure compliance.… more
- TD Bank (New York, NY)
- … requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control , the Manager supports Change ... of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD TD is...and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of… more
- TD Bank (New York, NY)
- … Crime Risk Management **Job Description:** **Department Introduction:** The Group Manager , Financial Crime Risk Investigations manages/leads a team of ... related to potential money laundering, terrorist financing and other illicit financial crimes, and Regulatory reporting requirements. The role requires… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... challenging engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you… more
- M&T Bank (Buffalo, NY)
- …management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk ... technology domains. + Manage Technology department(s) and responsible for all financial , compliance, human resources and risk operations with the departments. +… more
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