- Bank of America (New York, NY)
- …Disclosure team and is responsible for position monitoring and preparation of non- financial regulatory disclosures under the relevant regulatory reporting ... to improve data quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to review and maintain… more
- New York State Civil Service (Albany, NY)
- …HELP No Agency Financial Services, Department of Title Virtual Currency Manager (Director Financial Services Programs 1, SG-31) Occupational Category ... regulations, and best practices;* Cybersecurity laws, regulations, and issues;* Internal controls /governance;* Financial analysis;* Accounting; and* The use of… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... challenging engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...+ Establishing and managing resource plans, issues, risks, and financial plans to support the roadmap. + Anticipating issues,… more
- SMBC (New York, NY)
- …(ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (New York, NY)
- …and your career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution and ... delivery of key regulatory initiatives for our US Wholesale business, building foundational...+ Establishing and managing resource plan, issues, risks and financial plans to support the roadmap. + Anticipating issues,… more
- TD Bank (New City, NY)
- …processes and controls and connects the dots across issues and control deficiencies across various BUs in order to increase standardization of solutions, ... and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Protects the interests of the organization - identifies and… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- Chemung Canal Trust Company (Elmira, NY)
- …duties to support and maintain an accounting system that properly reflects the financial position of the corporation and complies with all aspects of generally ... accepted accounting principles and regulatory guidance. Collects and files required data for SEC...support of the finance function and related SOX internal controls . Functions as coordinator and secretary for disclosure committee… more
Recent Jobs
-
Senior DevOps Engineer (AWS, Terraform) - Remote
- ICF (Reston, VA)
-
Corporate Chauffer & Facilities Support Specialist
- Globus Medical, Inc. (Audubon, PA)
-
Senior Budget Manager
- City of New York (New York, NY)
-
Design Build Project Manager
- Jacobs (Jacksonville, FL)