- Alpin Haus (Amsterdam, NY)
- …with department heads (sales, service, parts, inventory, warranty, etc.) to provide financial insights, cost controls , forecasting, and KPI analysis. + Deliver ... Proven experience managing and developing a team. + Deep understanding of GAAP, financial reporting, internal controls , and audit readiness. + Strong analytical… more
- M&T Bank (Buffalo, NY)
- …management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk ... of the loan portfolio align with the bank's risk appetite and regulatory requirements. **Primary Responsibilities:** + Lead team that partners proactively with the… more
- City National Bank (New York, NY)
- …Bachelor's Degree or equivalent * Minimum 7 years of lending, compliance, and regulatory reporting. * Minimum 5 years of financial services experience ... monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory… more
- TD Bank (New York, NY)
- …internal and external clients as we place a focus on people, processes, and controls . To achieve this, we need great people that are innovative, customer-focused and ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- KeyBank (Amherst, NY)
- …bank clients while maintaining risk management, compliance with bank policies and regulatory requirements, internal procedures and controls + Utilize internal ... bank clients while maintaining risk management, compliance with bank policies and regulatory requirements, internal procedures and controls + Utilize internal… more
- TD Bank (New York, NY)
- …the accuracy, completeness, and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have ... in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial … more
- M&T Bank (Buffalo, NY)
- …line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk ... OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by… more
- TD Bank (New York, NY)
- …meeting Operational, Customer and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the Store and have the ... service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and… more
- BMO Financial Group (New York, NY)
- …Develops and/or facilitates development of client-focused solutions based on financial expertise, organizational, technical, regulatory and environmental client ... various capital markets products. + Strong understanding of trading procedures and broader regulatory and financial concepts. + Series 7, 63 licenses required. +… more
- KeyBank (Buffalo, NY)
- …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... in risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with data analysis tools… more