- TD Bank (New York, NY)
- …the business, with such advice tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice. ... **Responsibilities:** + Advise business areas on firm policies and procedures, regulatory requirements and industry best practice. + Identify regulatory trends… more
- M&T Bank (Buffalo, NY)
- …performance management, and terminations. + Uphold the Company's risk and regulatory standards, policies, and controls , consistently designing, implementing, ... across the enterprise. + Embrace the responsibilities of a manager , providing guidance in staffing, performance appraisals, promotions, salary recommendations,… more
- BMO Financial Group (New York, NY)
- …policies and controls are implemented and adhered to - Ensure audit/ regulatory guidelines and requirements are adhered to **AUTHORITIES:** This role has the ... Team Lead, Administration reports directly to the Senior Business Manager in I&CB Strategy & Business Management. The incumbent...by job function and benchmarks C) Risk Management & Control - Manage and refine risk approaches within admin… more
- TEKsystems (New York, NY)
- …excellence and control management. This includes proactively identifying operational, financial , and compliance risks, ensuring that effective controls are ... business continuity, and maintaining compliance with both internal policies and external regulatory requirements. This position reports to Senior Manager , GCSM… more
- Shinda Management Corporation (Queens Village, NY)
- …inventory control + Help in development of reports for management or regulatory bodies + Assists with the financial planning, forecasting and budgeting ... housing. Description The Assistant Controller is responsible for ensuring that financial statements are in line with owner's requirements and industry standards.… more
- M&T Bank (Buffalo, NY)
- …of Division priorities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk ... of internal control concepts + Experience evaluating adequacy of the controls + Strong leadership skills + Experience coaching and developing others + Proven… more
- TD Bank (New York, NY)
- …internal and external clients as we place a focus on people, processes, and controls . To achieve this, we need great people that are innovative, customer-focused and ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia Pacific. Leads the provision of… more
- M&T Bank (New York, NY)
- …line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk ... OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by… more
- M&T Bank (Buffalo, NY)
- …line the position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk ... OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by… more