- SMBC (Albany, NY)
- …and findings are closed on time. + Maintain an expert-level knowledge of the financial and regulatory landscapes - local, national, and global influences over ... being built by a close-knit and fun-loving team of financial services professionals and technology experts who came together...of the bank - and how to build risk controls to identify and mitigate those risks. The position… more
- SMBC (New York, NY)
- …finance underwriting experience + Strong working knowledge and understanding of traditional financial analysis. + Strong understanding of bank regulatory topics ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Policy, CRVD standards and other SMBC credit and compliance regulatory expectations. + Ensure that all Underwriting Policy and… more
- TD Bank (New York, NY)
- …Office of the Comptroller of the Currency, Office of the Superintendent of Financial Institutions) + Knowledge or experience with regulatory liquidity risk and ... improve operational booking models + Preparing materials for committee meetings and regulatory requests. **Depth & Scope:** + Position liaises closely with the Banks… more
- Option Care Health (Queens, NY)
- …Patient management skills, the Nursing Process, the rules of Federal, state, and local regulatory entities that oversee and control the provision of care in a ... Participates in the process for assessing, managing, and reporting nursing operational and financial data to the Regional Nurse Manager , Area Director of… more
- MUFG (New York, NY)
- …MUFG Securities Americas, Inc. (MUSA) Finance Department: 1. Capital Planning, 2. Regulatory Reporting, 3. Product Control , and 4. Corporate Accounting. ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Solvay Bank (Syracuse, NY)
- …Solvay Bank Position Title: Reports To: Teller Head Teller Assistant Branch Manager Branch Manager Position summary: Receives and pays out money, ... keeps records of money and negotiable instruments involved in financial transactions, while providing exceptional client service by performing the following duties:… more
- Citigroup (New York, NY)
- …impact or influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide counsel ... are done within Employment & HR service within Citi and/or the legal/ financial services industry; their area of responsibility and has primary accountability for… more
- M&T Bank (New York, NY)
- …member development plans. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk ... and recommend course of action, if any, to team manager and business partners. Develop approach for scoping and...issues needing escalation to management. + Maintain M&T internal control standards. + Complete other related duties or projects… more
- Capgemini (Brooklyn, NY)
- …and report on data governance KPIs and compliance metrics. + Support audits and regulatory requirements by ensuring proper data governance controls are in place. ... and optimization of Atlan for metadata management, data discovery, and access control . + Collaborate with data owners, stewards, and business units to ensure… more
- M&T Bank (Buffalo, NY)
- …in the office, remainder at home). + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies. + ... diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together… more