- TD Bank (New York, NY)
- …and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global ... with Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries… more
- NYSERDA (Albany, NY)
- …financing programs supported by state revolving funds. + Risk Management and Controls , including financial regulatory compliance, insurance, information ... and controls best practices including risk assessments and calibration and controls testing. + Proficiency with financial /accounting software packages and MS… more
- TD Bank (New York, NY)
- …with regulatory expectations. + Support control mapping to ensure regulatory requirements are linked to effective business controls . + Collaborate with ... and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- TD Bank (New York, NY)
- …expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... and maintaining, or providing oversight of and challenge to policies, procedures and controls designed to meet regulatory requirements and manage regulatory … more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing ... nature. + Must have strong subject matter knowledge of financial crime risks and controls across a...control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps current on emerging issues, trends,… more
- AIG (New York, NY)
- …AIG's control environment; including risk management, operational, financial , internal control , and governance processes. As a Manager , you will be part ... Audit Manager - IT SOX About AIG American International Group,...property casualty insurance, life insurance, retirement products, and other financial services, to customers in more than 80 countries… more
- Independent Health (Buffalo, NY)
- …a degree. + Five (5) years of experience in accounting or in a capacity with financial control required. One (1) year of tax return preparation or ASC 740 ... and maintain compliance with accounting and company policies, procedures, and internal controls as they pertain to financial operations and the preservation… more
- Bank of America (New York, NY)
- …data users to define the use of data within risk systems. Recommend remediation of control gaps and implements effective risk controls of our data processes and ... are guided by a common purpose to help make financial lives better through the power of every connection....connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and… more
- American Express (New York, NY)
- …assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, technology, operational risk, financial accounting, ... professional auditing practices throughout the audit lifecycle * Understands regulations, regulatory risks, accounting, and financial industry best practices… more