- Marex (New York, NY)
- …industry preferred. + Experienced in governance, risk, assurance, compliance, or internal control roles in Financial Services. + Advanced technical risk and ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients… more
- Bank of America (New York, NY)
- …Units/ Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed + Produces and/or ... the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes +...+ Ability to connect business activity patterns to potential financial crime indicators, ensuring that controls are… more
- Bank of America (New York, NY)
- …Units/ Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed + Produces and/or ... GFC Manager - Correspondent Banking Charlotte, North Carolina;Atlanta, Georgia;...the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes +… more
- Northwell Health (Port Jefferson, NY)
- …accounting records, grant operations, general ledger, taxes, data reporting, and quality control and ensures compliance with regulatory requirements. + Evaluates ... activities of the Finance department. Oversees the day-to-day general accounting and financial activities. Job Responsibility + Provides leadership to Financial … more
- Deloitte (New York, NY)
- …Assurance practice helps organizations effectively navigate business risks and opportunities-from financial risks to operational, cyber, and regulatory risks-to ... and a global network to deliver high-quality audits of financial statements and internal controls over ...specifications and deadlines. + Demonstrated experience auditing general computer controls and IT control testing of applications,… more
- Neuberger Berman (New York, NY)
- …in investment operations, front-office support, or middle office roles at a global asset manager or financial institution. (Buy Side experience is a must have) + ... Fixed Income, Loans, Liquidity, and Multi-Asset strategies across workflows, data, controls , interfaces, and analytics. This team is the operational front line,… more
- Scotiabank (New York, NY)
- Audit Manager , US Capital Markets **Requisition ID:** 240530 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... to results, in an inclusive and high-performing culture. Audit Manager , US Capital Markets - New York, NY **Purpose**...over the design and operations of the Bank's internal controls , risk management and governance processes. We are professionals… more
- TD Bank (New York, NY)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... Bank's internal Model Risk Policy, adhere with industry best practices, and meet regulatory requirements. + Supports Senior Manager to develop and coach Junior… more
- Capital One (Jericho, NY)
- …appropriate + Providing compliance advice on complex projects + Providing guidance on controls over regulatory requirements and line of business monitoring of ... those controls + Providing input on business regulatory ...6+ years experience in payment operations + CRCM (Certified Regulatory Compliance Manager ) certification, or ACAMS (Association… more
- KeyBank (Amherst, NY)
- …testing professionals in analyzing, quantifying, and/or assessing risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Assist ... (CISA), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), etc.). + Comprehensive knowledge of… more