- Marex (New York, NY)
- …industry preferred. + Experienced in governance, risk, assurance, compliance, or internal control roles in Financial Services. + Advanced technical risk and ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients… more
- American Express (New York, NY)
- …tracking, remediating, and monitoring data issues and risks that impact financial integrity, reporting, and regulatory compliance. The ideal candidate ... data within a regulated environment. Prior experience in financial services and regulatory reporting as a...one of the following: data governance, risk management, operational controls , or regulatory reporting. + 2 years… more
- American Express (New York, NY)
- …an impact in this role? Manager - Basel Endgame, Documentation and Controls . Global Regulatory Reporting and Treasury Controllership is part of the Global ... degree, CPA/Chartered Accountant or similar qualification, preferred. + Prior Regulatory /Federal Reserve/SEC/External Reporting and banking/ financial services experience… more
- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals, and physical ... and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends,… more
- US Bank (New York, NY)
- …understanding of the business line's operations, products/services, systems, and associated risks/ controls -Assess the adequacy of the control environment, ... to Cloud, Networking, and Security Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line… more
- NBC Universal (New York, NY)
- …advice as required Policies & Procedures + Ensure that the risk, compliance, and control framework is updated to reflect external regulatory and fiscal changes ... Reporting to the Vice President, Risk & Compliance, the Manager /Senior Manager , Risk & Compliance will be...Financial Technology Strategy Group, establish an appropriate risk, control and compliance approach which is robust but is… more
- Citigroup (New York, NY)
- …financial software applications. Perform in depth technology risk assessment of O&T regulatory commitments. Test controls for all aspects of Technology and ... seeks a Quality Assurance, Monitoring & Testing Sr. Group Manager for its New York, New York location. Duties:...to provide technology subject matter expertise in identifying key controls and designing effective financial services technology… more
- Northwell Health (Glen Cove, NY)
- …accounting records, grant operations, general ledger, taxes, data reporting, and quality control and ensures compliance with regulatory requirements. + Evaluates ... activities of the Finance department. Oversees the day-to-day general accounting and financial activities. Job Responsibility + Provides leadership to Financial … more
- American Express (New York, NY)
- …compliance related control environment. + Drive implementation of policy and regulatory requirements in the areas of banking and credit card practices, consumer ... Qualifications** + 5 years' experience in Compliance or related activities, within the financial services and banking industry. + Deep regulatory knowledge of… more
- American Express (New York, NY)
- …Compliance Organization, is the independent risk management function covering risk of financial loss, reputational damage, or regulatory or legal action ... the oversight of data used in key risk and regulatory reports. The Manager will review and...Manager will review and assess reporting outputs, evaluate controls , and provide transparency into data risks, ensuring alignment… more
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