- Citigroup (New York, NY)
- **Compliance & Data Governance Group Manager (SVP) - Hybrid** The Compliance & Data Governance Group Manager (Data Governance Foundation Group Manager - C14) ... of Enterprise Data Governance Strategy, and/or Data Risk and Control Framework, Data Risk Taxonomy, **and will play a...dependencies. + Oversee data governance and/or Data Risk and Controls , **with a particular focus on KYC data requirements**… more
- Scotiabank (New York, NY)
- …teams (across GTB and the broader enterprise) + Support Balance sheet, P&L and Financial management + Regulatory and control function compliance: + Ensuring ... Senior Manager , US Liquidity Management Deposit Product Solutions, Global...the assigned product portfolio meets all regulatory and control function requirements and standards… more
- Whitsons Culinary Group (Bohemia, NY)
- …with internal stakeholders (Finance, Operations, HR, and external vendors) to ensure financial controls and reporting integrity across all business units. ... Senior Accounting Manager Bohemia, NY, USA Requisition Number 15364 Location...and ensuring the accuracy, integrity, and timeliness of all financial reporting. This role provides leadership and direction to… more
- BMO Financial Group (New York, NY)
- …to identify potential risk situations/ impacts; makes recommendations or escalates to the manager , as per guidelines. + Monitors the financial market environment ... Our ideal candidate should possess experience in handling various financial instruments such as equity, derivatives, structured liquidity derivatives, trading… more
- M&T Bank (Buffalo, NY)
- …in-depth business and risk knowledge to properly assess associated risk and controls . Oversees ongoing risk assessment, control identification, audit execution ... management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk… more
- Coinbase (Albany, NY)
- …SOC 1, SOC 2) testing programs, including scoping, resourcing, and execution of control testing. * Deep understanding of the financial services industry, ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...audit the effectiveness of governance, compliance, risk management, and control process. The in-house Coinbase Internal Audit team is… more
- US Bank (New York, NY)
- …Includes identifying and analyzing business processes, key risks and critical controls ; interviewing auditees; determining audit scope; evaluating control design ... of Risk/Compliance/Audit competencies + Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact bank… more
- TD Bank (New York, NY)
- …Solves unique and ambiguous problems with broad impact; typically oversees standards, controls and operating methods that have significant financial and ... and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- Bank of America (New York, NY)
- …Units/ Control Functions-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed + Produces and/or ... GFC Manager ; Trade-Based Money Laundering Charlotte, North Carolina;Atlanta, Georgia;...the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes +… more
- Truist (New York, NY)
- …pre and post trade controls with ability to point out gaps in the control environment and create new actionable controls and solutions to remediate gaps. + ... programs in accordance with the program requirements (ie Risk control self-assessments, issues management). 3. Assist business line leadership...Broad risk and regulatory knowledge with an emphasis on Non- Financial … more