- Cardinal Health (Raleigh, NC)
- …procedures, and processes to ensure products and services comply with regulatory standards and specifications. Quality Assurance develops and implements a compliant ... oversight of production/manufacturing activities, training to operational and quality control personnel, and educates business leaders on Quality policies and… more
- Truist (Charlotte, NC)
- …language (eg, Python, Go, TypeScript, Bash). 5. Understanding of audit and regulatory control requirements in industries like finance, healthcare, or insurance ... foundational platform capabilities-including change automation, asset lifecycle tracking, policy-as-code controls , and automated testing infrastructure-that enable high-velocity teams to… more
- Bank of America (Charlotte, NC)
- …the control environment + Assesses impacts to business processes, controls , and strategies to provide recommendations on severity ratings + Provides input ... Controls , or other related experience + Consumer compliance regulatory knowledge + Excellent project management, interpersonal, oral and written communication… more
- PNC (Raleigh, NC)
- …be successful in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls , Process Control , Risk ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- PNC (Raleigh, NC)
- …be successful in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls , Process Control , Risk ... to the company's success. As an Internal Audit Team Manager , you will be within PNC's Internal Audit organization,...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- TD Bank (Charlotte, NC)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- Bank of America (Charlotte, NC)
- …of America business processes and front end application systems + Audit or risk control risk/ controls background in financial services + Prior Analytical / ... are guided by a common purpose to help make financial lives better through the power of every connection....guide junior team members. Will provide independent analysis of control effectiveness based on regulatory requirements, industry… more
- TD Bank (Hendersonville, NC)
- …meeting Operational, Customer and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the Store and have the ... service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and… more
- TD Bank (Charlotte, NC)
- …Ensures business operations follow applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and ... for US Treasury. This includes critical data elements, lineage, data quality and controls as well as business specific data standards, policies and tracking of… more
- TD Bank (Charlotte, NC)
- …are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals, and physical ... control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends,...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more