• Internal Audit - SOX Senior Manager

    Coinbase (Charlotte, NC)
    …testing efforts with external auditors to maximize efficiency and ensure alignment on control assessments and findings. * *IT Controls Oversight (ITGC & ITAC):* ... automation tools. * Deep understanding of the crypto, payments, and/or broader financial services industry, including emerging risks, regulatory landscapes, and… more
    Coinbase (08/19/25)
    - Related Jobs

  • Sr Audit Group Manager - Financial…

    TD Bank (Charlotte, NC)
    …and/or control functions to ensure alignment with enterprise and/or regulatory requirements + Supports team in staying knowledgeable on emerging issues, trends, ... this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and… more
    TD Bank (10/02/25)
    - Related Jobs

  • Compliance Risk and Reporting Manager

    TD Bank (Charlotte, NC)
    …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, commercial, and… more
    TD Bank (09/21/25)
    - Related Jobs

  • Compliance Issue Management Governance…

    TD Bank (Charlotte, NC)
    …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... + Lead and strengthen the development of governance and control activities to help monitor and track regulatory...and investigation into reporting results to determine failure in controls and/or repeat offenders. + Support Regulatory … more
    TD Bank (09/27/25)
    - Related Jobs

  • Recovery and Resolution Planning Manager

    TD Bank (Charlotte, NC)
    …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... procedures, and control frameworks + Manages the interpretation of new regulatory guidance, operationalize it for responsible areas within the Bank and ensure… more
    TD Bank (10/02/25)
    - Related Jobs

  • Operational Risk Fraud Oversight Manager II

    City National Bank (Charlotte, NC)
    *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective ... systems or external events. Working with the Enterprise Risk Manager for Fraud and Payment Systems, the Fraud ...assigned 1LOD business or corporate unit(s), including Risk and Control Assessments, Control Management Activities, Key Risk… more
    City National Bank (10/01/25)
    - Related Jobs

  • Process, Risk, Control Officer II

    Truist (Winston Salem, NC)
    …Qualifications: 1. Master's degree in Finance or equivalent science/academic field. 2. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or ... job description:** First line of defense risk professional within the Enterprise Controls and Change Office, responsible for the execution and support of the… more
    Truist (09/18/25)
    - Related Jobs

  • Quality Control Analyst

    Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
    Quality Control Analyst Department: Chemistry Location: Monroe, NC START YOUR APPLICATION ... is for a highly motivated member of the Quality Control (QC) Lab at the Monroe manufacturing facility, reporting...at the Monroe manufacturing facility, reporting to the QC Manager . Primary responsibilities for this position will be: perform… more
    Glenmark Pharmaceuticals Inc., USA (08/14/25)
    - Related Jobs

  • Security Compliance Manager

    Coinbase (Charlotte, NC)
    …and recommend risk reduction initiatives * *Compliance Advisory: *Develop technology control requirements for new products, update relevant controls , and ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...our team. Coinbase is looking for a Security Compliance Manager to drive second line of defense technology compliance… more
    Coinbase (10/01/25)
    - Related Jobs

  • Manager , Compliance Program Effectiveness…

    TD Bank (Charlotte, NC)
    …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... environment + Deep understanding of Risk Control Self-Assessment, Control Testing frameworks, risk assurance methodologies, and regulatory expectations.… more
    TD Bank (08/30/25)
    - Related Jobs