- TD Bank (Charlotte, NC)
- …expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... and maintaining, or providing oversight of and challenge to policies, procedures and controls designed to meet regulatory requirements and manage regulatory … more
- TD Bank (Charlotte, NC)
- …are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- Truist (Raleigh, NC)
- …following job description:** Responsible for developing and supporting SAP GRC Access Control processes across the SAP software stack. This role ensures compliance ... with internal IAM standards, regulatory requirements, and industry best practices by establishing processes...and de-provisioning workflows, and access requests using GRC Access Control (ARM). Ensure proper segregation of duties (SoD). Manage… more
- TD Bank (Charlotte, NC)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- Bank of America (Charlotte, NC)
- …and technical artifacts. **Desired Qualifications** + Knowledge and application of controls to meet regulatory requirements including responsible use of ... are guided by a common purpose to help make financial lives better through the power of every connection....connects to team strategy, priorities and contributions. + **Risk Manager :** Ensures proper risk discipline, controls and… more
- PNC (Charlotte, NC)
- …be successful in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls , Process Control , Risk ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- TD Bank (Charlotte, NC)
- …the team by providing the Business areas with objective guidance on regulatory compliance controls , processes, and implementation of Compliance programs to ... and overseeing a variety of elements of a compliance program, including control mapping, risk assessments, regulatory change and monitoring and testing,… more
- American Express (Charlotte, NC)
- …tracking, remediating, and monitoring data issues and risks that impact financial integrity, reporting, and regulatory compliance. The ideal candidate ... data within a regulated environment. Prior experience in financial services and regulatory reporting as a...one of the following: data governance, risk management, operational controls , or regulatory reporting. + 2 years… more
- TD Bank (Greenville, NC)
- …objective and independent opinions on the adequacy of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and ... can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk… more
- US Bank (Charlotte, NC)
- …understanding of the business line's operations, products/services, systems, and associated risks/ controls -Assess the adequacy of the control environment, ... to Cloud, Networking, and Security Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line… more
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