- City National Bank (Charlotte, NC)
- *AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team of ... performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, presentations, and/or written reports… more
- Truist (Charlotte, NC)
- …pre and post trade controls with ability to point out gaps in the control environment and create new actionable controls and solutions to remediate gaps. + ... programs in accordance with the program requirements (ie Risk control self-assessments, issues management). 3. Assist business line leadership...Broad risk and regulatory knowledge with an emphasis on Non- Financial … more
- Wells Fargo (Charlotte, NC)
- …matter area + Demonstrate comprehensive knowledge and understanding of the financial , operational, technical, and regulatory environment across multiple ... **About this role:** The Audit Manager at Wells Fargo is an Individual Contributor...for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes… more
- City National Bank (Charlotte, NC)
- *AUDIT MANAGER II-OPERATIONAL RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, and/or written reports… more
- Wells Fargo (Charlotte, NC)
- …towards or an active Chartered Financial Analyst (CFA) designation or Financial Risk Manager (FRM) designation + Experience in communicating effectively with ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- US Bank (Charlotte, NC)
- …Includes identifying and analyzing business processes, key risks and critical controls ; interviewing auditees; determining audit scope; evaluating control design ... of Risk/Compliance/Audit competencies + Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact bank… more
- Bank of America (Charlotte, NC)
- …+ Documents findings through quarterly reporting, including assessing and rating credit control effectiveness, direction of controls , and credit riskiness for ... Credit Review Senior Portfolio Manager Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; New...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Wells Fargo (Charlotte, NC)
- …Support the implementation and enhancement of model governance frameworks, standards, and controls . Participate in regulatory exams and respond to inquiries ... current trends in machine learning, artificial intelligence, and advanced analytics in financial institutions** . + **Experience in regulatory examinations and… more
- TD Bank (Charlotte, NC)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Charlotte, NC)
- … control functions, and drives alignment with enterprise and/or regulatory requirements + Assesses/identifies key issues and escalates to appropriate levels ... with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews and/or perform peer reviews. This… more