- MUFG (Irving, TX)
- …risks based upon this analysis. _Additional duties as assigned Compliance and Regulatory Responsibilities:_ Assist assigned AML Department Manager to prepare for ... processes in concert with the division's overall Quality Control (QC) program. Assist assigned AML Department Manager...specific emphasis on BSA/AML and/or fraud prevention at a financial institution, regulatory or law enforcement agency.… more
- Bank of America (Addison, TX)
- …Compliance & Governance: Demonstrate that our cloud environments comply with internal control requirements and regulatory obligations, with robust reporting and ... At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible… more
- Bank of America (Dallas, TX)
- …high-quality audit testing + Willingness to learn new subject matters in the Financial Crime regulatory compliance space and apply learnings to assist the ... Bachelor's degree or advanced degree + Certifications: CAMS, CIA + Experience in Financial Crime Regulatory Compliance (BSA/AML) + Experience in Audit **Shift:**… more
- CVS Health (Austin, TX)
- …genuine, authentic care for our patients. In addition to supporting the Pharmacy Manager in leading and directing the pharmacy team, you are accountable for ... and immunizing practices + Taking direction from the Pharmacy Manager and overseeing the pharmacy as their proxy during...not limited to ordering CIIs via CSOS, checking in controls via CFRx, and storing in a secured location… more
- Bank of America (Addison, TX)
- … organization within Wealth Management Operations (WMO) provides horizontal risk and control governance oversight for WMO, inclusive of regulatory exams, ... are guided by a common purpose to help make financial lives better through the power of every connection....ledger account maintenance, exposure reporting and complaints. The Process Control and Reporting Services Team within Business Controls… more
- SHI (Austin, TX)
- …US** + **Continuous professional growth and leadership opportunities.** + **Health, wellness, and financial benefits to offer peace of mind to you and your family.** ... analyzes data and documentation to assess risks, reviews current processes and controls , and recommends improvements to enhance efficiency and reduce risk. The SRA… more
- PNC (Farmers Branch, TX)
- … Controls , Operational Risk, Organizational Governance, Process Management, Regulatory Environment - Financial Services, Standard Operating Procedures ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Charles Schwab (Westlake, TX)
- …and effectiveness of controls . + Knows the latest on industry and regulatory issues and standard methodologies; imparts this knowledge to the team and the ... the efficiency of governance processes, risk management, and internal controls . The Technology enterprise team is seeking a Senior...identify risks or issues early. Reporting to a Senior Manager of the Technology enterprise team, the Senior IT… more
- Cardinal Health (Austin, TX)
- …procedures, and processes to ensure products and services comply with regulatory standards and specifications. Quality Assurance develops and implements a compliant ... oversight of production/manufacturing activities, training to operational and quality control personnel, and educates business leaders on Quality policies and… more
- Bank of America (Dallas, TX)
- …the control environment + Assesses impacts to business processes, controls , and strategies to provide recommendations on severity ratings + Provides input ... Controls , or other related experience + Consumer compliance regulatory knowledge + Excellent project management, interpersonal, oral and written communication… more