- TD Bank (New York, NY)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... The Compliance Regulatory Change Office (CRCO) Impact Assessment and Implementation Oversight Team is responsible for supporting TD business lines in completing… more
- Coinbase (Albany, NY)
- …SOC 1, SOC 2) testing programs, including scoping, resourcing, and execution of control testing. * Deep understanding of the financial services industry, ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...audit the effectiveness of governance, compliance, risk management, and control process. The in-house Coinbase Internal Audit team is… more
- TD Bank (New York, NY)
- …Accountabilities:** + Oversees a function of enterprise Risk Program professionals providing oversight and control related advisory services to Risk partners + ... for this role. **Line of Business:** Risk Management **Job Description:** The Senior Manager Group Risk leads, develops and oversees a broad, highly specialized and… more
- KeyBank (Buffalo, NY)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio **JOB BRIEF** The Compliance Manager will be a member of the Consumer Deposit Compliance team within Compliance Risk ... provide subject matter expertise of federal regulations and second line of defense oversight to various lines of business, with a focus on deposit servicing… more
- Capital One (New York, NY)
- Manager , Network Security, Tech & Data Risk Management _Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... should report to the CIO or not. In regulated financial services, the answer is: both. The first-line CISO...to deliver high-impact results._ Role-specific text This position - Manager , Network Security - is a unique opportunity for… more
- TD Bank (New York, NY)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... analytical models used for TD. The position reports to Senior Manager , Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities include:… more
- Bank of America (New York, NY)
- …and challenges the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes + Reviews and challenges ... events, including the development of remediation plans to strengthen controls and providing oversight to ensure they...+ Ability to connect business activity patterns to potential financial crime indicators, ensuring that controls are… more
- Bank of America (New York, NY)
- …and challenges the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes + Reviews and challenges ... GFC Manager - Correspondent Banking Charlotte, North Carolina, United...events, including the development of remediation plans to strengthen controls and providing oversight to ensure they… more
- TD Bank (New York, NY)
- …monitoring. Specifically, the Manager will be responsible for: ** Financial /Strategic Oversight :** + Proactive value-added expertise and guidance supporting ... are in compliance with applicable internal and external requirements ( eg financial controls , segregation of duties, transaction approvals and physical … more
- MUFG (New York, NY)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...provide more details. **JOB DESCRIPTION:** Act as a project manager responsible for specific deliverables within global/regional/Line of Business… more