- TD Bank (New York, NY)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... as appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment… more
- Bank of America (New York, NY)
- …proper classification and visibility of restricted account types across systems. - Control Framework: Design and maintain product-level controls , in partnership ... GPS Liquidity, Liquidity Product Manager New York, New York;Chicago, Illinois; Charlotte, North...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Citigroup (New York, NY)
- …to inform of them of changes that will impact them. + **Risk and control oversight ** - Maintain vigilance over business processes to ensure regulatory perfection ... industry trends, enhancing business profitability, and strengthening risk and controls and regulatory compliance. The product manager ...in Prime Services across multiple product lines + Prior oversight of business P&L or financial resource… more
- Truist (New York, NY)
- …pre and post trade controls with ability to point out gaps in the control environment and create new actionable controls and solutions to remediate gaps. + ... alignment with the firm's risk appetite and the assigned business unit's strategic & financial plan. Possess the capabilities to serve as a proxy for the Wholesale… more
- New York Power Authority (White Plains, NY)
- …project management, project implementation, team lead or similar experience within a financial controls environment. **Physical Requirements** Up to 10% travel ... closely with Risk Management and Internal Audit departments on risk and controls identification, remediation, and reporting. Manager ensures that all NYPA… more
- American Express (New York, NY)
- …risk culture and accountability. **Key responsibilities include:** + Provide independent oversight of conduct-related behaviors, practices, and controls across ... and supervisory expectations + Design and review conduct risk controls and participate in control testing to...financial services industry / Solid understanding of internal control frameworks and regulatory expectations for conduct risk +… more
- American Express (New York, NY)
- …+ Knowledge of financial and regulatory reporting. + Experience in financial analytics, reporting, data analytics, data controls and understanding of data ... it's negotiating with some of our largest global partners or creating next year's financial plan, you can influence both our day-to-day P&L and the future direction… more
- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals, and physical ... and related deliverables / outcomes representing the business on governance and control issues + Manages oversight process, risk-based identification and… more
- Tradeweb (New York, NY)
- …responsible for leading key components of the firm's ERM program, including control testing oversight , regulatory risk assessments, risk metric development, and ... trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset… more
- US Bank (New York, NY)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management position that supports the… more