- TD Bank (Charlotte, NC)
- …of relevant strategies, programs, tools, frameworks and policies and provides specialized oversight / control / governance activities for a key business ... this role. **Line of Business:** Technology Solutions **Job Description:** The Senior Manager Information Security manages / leads a team of Technology Controls… more
- City National Bank (Charlotte, NC)
- …and maintain a risk framework, operating model, policies, procedures, governance and oversight programs for all lines of business and subsidiaries. CNB established ... YOU DO? * In partnership with the TPRM Program Manager , develop a successful implementation plan consisting of: *...framework, policies and procedures * Direct assessments on key controls and overall compliance with the TPRM program, including… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- CenterWell (Raleigh, NC)
- …Health Risk Management identifies and analyzes potential sources of risk, proactively ensuring controls and processes are in place to reduce risk. The Director, Home ... for Home Health will be responsible for development and implementation of controls and cost-effective approaches to minimize risks to the organization as well… more
- TD Bank (Charlotte, NC)
- …the execution of reviews. These reviews assess whether Risk Owners and Oversight functions are complying with established policies, standards and procedures. The ... The Senior Compliance Testing Analyst executes independent testing of Compliance controls /systems for assigned businesses and operational units across the Bank along… more
- Bank of America (Charlotte, NC)
- …Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key ... are guided by a common purpose to help make financial lives better through the power of every connection....in order to provide independent compliance and operational risk oversight of Front Line Unit or Control … more
- Manulife (Charlotte, NC)
- …funds and separately managed accounts. **Position Responsibilities:** + Review quarterly financial statements for a variety of investment structures (LPs, LLCs, ... with SOX and assist with yearly internal audit requests and walkthroughs + Oversight and escalated clearance of issues arising in the recon between the administrator… more
- Brookfield Properties (Pineville, NC)
- …lighting controls (BMS/EMS), HVAC, fire/life safety alarm systems, irrigation control , vertical transportation + Manage and develop direct reports while ensuring ... encourage you to apply. Job Description Position Summary The Operations Manager is responsible for the cost-effective operation, maintenance, and long-term… more
- Raymond James Financial, Inc. (Raleigh, NC)
- …) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, this role ... is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and ensuring adherence to applicable industry… more
- TD Bank (Charlotte, NC)
- …Compliance personnel to support and coordinate activities related to the development and oversight of rollout of quality control and change activities. The ... Provides Compliance research, evaluation, operational, reporting and/or analytical support in oversight and control function to internal (Compliance) partners,… more