- Bank of America (Charlotte, NC)
- …proper classification and visibility of restricted account types across systems. - Control Framework: Design and maintain product-level controls , in partnership ... GPS Liquidity, Liquidity Product Manager New York, New York;Chicago, Illinois; Charlotte, North...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Truist (Charlotte, NC)
- …pre and post trade controls with ability to point out gaps in the control environment and create new actionable controls and solutions to remediate gaps. + ... alignment with the firm's risk appetite and the assigned business unit's strategic & financial plan. Possess the capabilities to serve as a proxy for the Wholesale… more
- American Express (NC)
- …risk culture and accountability. **Key responsibilities include:** + Provide independent oversight of conduct-related behaviors, practices, and controls across ... and supervisory expectations + Design and review conduct risk controls and participate in control testing to...financial services industry / Solid understanding of internal control frameworks and regulatory expectations for conduct risk +… more
- Siemens (Durham, NC)
- …institutions such as hospitals, universities, and industrial facilities. As a Project Manager , your fiscal and managerial oversight across all project facets ... project completion, and actively participate in project cost reviews to ensure financial efficiency Assist the Operations Manager in contracting subcontractors,… more
- Black & Veatch (Cary, NC)
- …members, business team members, and legal to ensure alignment with NIST 800-171 control requirements. + Ensure security and compliance controls are designed and ... **CMMC Risk & Compliance Manager ** Date: Aug 7, 2025 Location: Overland Park,...action, triennial certification process, assess the adequacy of existing controls , drive remediation efforts, and serves as the internal… more
- TD Bank (Charlotte, NC)
- …are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals, and physical ... and related deliverables / outcomes representing the business on governance and control issues + Manages oversight process, risk-based identification and… more
- Equitable (Charlotte, NC)
- …our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager ") will support the maintenance and control design strategy of the Sanctions, ... FIU Enhanced Due Diligence Manager ( 250000B6 ) **Primary Location** : UNITED...principles of inclusivity, flexibility, and connection. Come join Equitable's Financial Intelligence Unit and enjoy working for a leading… more
- TD Bank (Charlotte, NC)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... This role supports the US Compliance Business Management Team. The team provides oversight and support for key elements of the US Compliance Program, including: +… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Function - Other is a management position that supports the… more
- American Express (Charlotte, NC)
- …expectations. The team aggregates and reports on key risk management and oversight activities to the relevant management and Board risk committees. **Functional ... and talented professionals who are responsible for building the operational resilience risk oversight program to provide credible challenge and oversight to the… more