- TD Bank (New York, NY)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... including overseeing business changes to policies, procedures, systems, and/or controls via action plans or projects. The Regulatory Implementation Team… more
- Tradeweb (New York, NY)
- …responsible for leading key components of the firm's ERM program, including control testing oversight , regulatory risk assessments, risk metric development, and ... trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset… more
- MTA (New York, NY)
- …production work. This position is accountable for assisting with departmental controls and ensuring managerial oversight of departmental activities, overseeing ... and provide senior -level participation in any applicable public and government oversight interactions related to M of W. + Engage with union leadership and… more
- New York Power Authority (White Plains, NY)
- …project management, project implementation, team lead or similar experience within a financial controls environment. **Physical Requirements** Up to 10% travel ... Manager Location: White Plains, US **Summary** Supervises the implementation of controls to mitigate risk, completing risk assessment reports, and oversees the… more
- American Express (New York, NY)
- …controls within CEG. This individual will work in close partnership with key CEG senior leaders, Control Management and the CEG First Line process owners, to ... impact in this role?** + Provide leadership and strategic oversight of critical activity in the roll out of...+ Collaborate on the design and implementation of enhanced controls across CEG + Oversee the ongoing operation of… more
- CIBC (New York, NY)
- …not limited to; new business initiatives, management reporting, governance and controls and internal audit/deficiency remediations. The US Capital Markets Business ... Markets Business Management also strives to ensure a sound control environment and provides sound advice in support of...and individual workstreams responsible for certain deliverables **Governance and Controls ** + Act as the first line of defense… more
- American Express (New York, NY)
- …help us define the future of American Express. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide ... alignment across GFCC and broader stakeholder teams in managing and overseeing the financial crimes compliance programs that it owns, which include the Customer Risk… more
- JPMorgan Chase (New York, NY)
- JPMorgan Chase & Co. is a leading global financial services firm with assets of $3.4 trillion and operations worldwide. It operates across four major business ... Management is a leading investment manager of choice for institutions, financial intermediaries and individual investors, worldwide. Within Asset Management, the… more
- American Express (New York, NY)
- …fostering a culture of integrity and effective second line independent Compliance oversight .** The Director, Compliance Risk Assessment Program, is a key member of ... consistency, integrity, and strategic execution of the CRA program by providing oversight , guidance, and credible challenges to compliance officers who perform the… more
- MUFG (New York, NY)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...plans (MAPs) development to ensure MAPs can address the control deficiencies and symptoms pointed out in the issue… more