- Citigroup (New York, NY)
- …requirements, and regulatory standards. + Capability to enhance, automate, and simplify control processes. + Strong leadership and ethical financial management ... plays a critical role in managing the bank's diverse risks to ensure financial stability and sustained growth. This involves the identification and management of… more
- BMO Financial Group (New York, NY)
- …New York with a focus on FINRA and SEC broker-dealer requirements and corresponding oversight . We are looking for someone to work closely with the Fixed Income, ... obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of regulatory… more
- Scotiabank (New York, NY)
- …practices controls within Front Office units and overall trading management oversight . + Review effectiveness of risk management controls and measurement ... Senior Analyst, Audit - Capital Markets **Requisition ID:**...over the design and operations of the Bank's internal controls , risk management and governance processes. We are professionals… more
- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements (eg, financial controls , segregation of duties, transaction approvals, and physical ... and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control , the Manager supports Change… more
- Citigroup (Getzville, NY)
- …in the development and execution for controls . + Proven experience in control related functions in the financial industry. + Proven experience in ... Master's degree preferred **Job Family Group:** Controls Governance & Oversight **Job Family:** Managers Control Self-Assessment **Time Type:** Full time… more
- Truist (New York, NY)
- …pre and post trade controls with ability to point out gaps in the control environment and create new actionable controls and solutions to remediate gaps. + ... alignment with the firm's risk appetite and the assigned business unit's strategic & financial plan. Possess the capabilities to serve as a proxy for the Wholesale… more
- TD Bank (New York, NY)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Analyst, RCSA Manager** provides a broad range of research,… more
- Citigroup (New York, NY)
- …**Education:** + Bachelor's degree; experience in compliance, legal or other control -related function in the financial services firm, regulatory organization, ... Serves as a senior function/business/product compliance risk officer covering North American...and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of complex issues,… more
- TD Bank (New York, NY)
- …are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals, and physical ... and related deliverables / outcomes representing the business on governance and control issues + Manages oversight process, risk-based identification and… more
- Citigroup (Getzville, NY)
- …Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to mitigate the ... Relevant Skills** Business Acumen, Change Management, Communication, Data Analysis, Financial Acumen, Internal Controls , Issue Management, Problem Solving,… more