- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... the initial point of contact for operational, service and technology inquiries from Financial Advisors, the branches, and other Support Center associates + Act as a… more
- Wells Fargo (New York, NY)
- …The team focuses on several key risk types, including conduct, credit, financial crimes , information security, interest rate, liquidity, market, model, ... At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking...across all levels of reporting; * Advanced knowledge of Financial Conduct Authority Senior Manager Regime; * Expertise with… more
- American Express (New York, NY)
- …Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit, Financial Crimes Compliance, and Privacy Office. + Evaluating ... experience in Compliance or related activities, preferably within the financial services and retail banking industry. + Bachelor's Degree...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- American Express (New York, NY)
- …Credit Risk, Model Risk, Market, Capital & Liquidity Risk, External Fraud Risk, and Financial Crimes Decision Science & Analytics CoE, across all business units, ... our shareholders and our customers efficiently and effectively. The Financial Risk Management (FRM) function within Global Risk and...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... Experience as a practicing attorney in private practice supporting financial services clients or in a financial ...supporting financial services clients or in a financial services in-house legal department and/or financial … more
- Coinbase (Albany, NY)
- …hallucinations is a big plus. * Experience in the customer support, compliance or financial crimes domains * Experience having made build/buy decisions Job #: ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...power of crypto and blockchain technology to update the financial system. We want someone who is eager to… more
- Mizuho Corporate Bank (New York, NY)
- …of financial products and businesses, risk stripes, operations, treasury, compliance, financial crimes and IT/cyber risks. + Direct experience in Regulatory ... equivalent required. + 5+ years of experience in financial institution. + Banking/Regulatory Experience: + General knowledge...part of the recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with related Wells Fargo… more
- Marex (New York, NY)
- …BD and NFA registered FCM + Experience with KYC (Know Your Customer) and anti- financial crimes related regulatory requirements a plus + Ability to accurately ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... executing the distribution. **In this role, you will:** + Conduct in-depth financial and market research to evaluate investment opportunities. + Analyze companies… more