- Capital One (Plano, TX)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... delivering top- quality assurance services to the organization's Audit...self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit… more
- TIAA (Dallas, TX)
- ** Financial Crimes Compliance Associate - EDD** This job supports TIAA's Financial Crimes Compliance (FCC) program to ensure that organizational ... functions are in compliance with all relevant laws, regulations, and policies and...Work **Career Level** 6IC **REQUIRED:** + 2+ years of financial crimes experience within the financial… more
- Robert Half Finance & Accounting (Houston, TX)
- …primarily responsible for the execution, enhancement, and oversight of the bank's Financial Crimes Compliance program. This role involves independent ... case management, regulatory interpretation, and best practices. + Conduct quality assurance ( QA ) reviews of...of 4-7 years of progressively responsible experience in a compliance , financial crimes , or regulatory… more
- MUFG (Irving, TX)
- …findings/results. + Corresponding and collaborating with first line of defense and regional financial crimes compliance offices globally. + Building and ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...liaison between global sanctions and audit, testing, monitoring, and quality assurance , providing advice as needed and… more
- Wells Fargo (Irving, TX)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... and semantic versioning for collaborative development + Familiarity with software quality assurance practices, including unit testing, code linting, and… more
- MUFG (Irving, TX)
- …member of our recruitment team will provide more details. Within the Global Financial Crimes Department (GFCD), the KYC Program Assistant Vice President provides ... Rating Methodology, the Customer Risk Rating Methodology and Global Financial Crimes Risk Ratings. The team also... Risk Ratings. The team also provides support to Quality Assurance by reviewing and challenging report… more
- Bank of America (Dallas, TX)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... work across the investigative team **Skills:** + Coaching + Fraud Management + Quality Assurance + Regulatory Compliance + Investigation Management +… more