- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and apply them to model validation work. + Collaborate with cross-functional teams in Financial Crimes , Risk , Compliance . + Follow structured validation ... development and model validation, or work experience related to financial crime, data analysis, compliance + Proficient and strong understanding of risk … more
- American Express (Sunrise, FL)
- …to:Internal Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk , Financial Crimes Compliance , and Privacy ... cross product initiatives. Areas of responsibility will include assessment of compliance risk associated with product integration, product uplifts/changes and… more
- American Express (Sunrise, FL)
- …Internal Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk , Financial Crimes Compliance , and Privacy ... oversight and second-line challenge, as well as assessment of compliance risk associated with new products and... financial services industry. + Prior banking industry, compliance , legal or risk experience is a… more
- TD Bank (Jacksonville, FL)
- …role assists in reviewing higher risk customer or transactional information. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program ... more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The...analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team… more
- PNC (FL)
- …Change, Experience, Strategy (RCES) organization, supporting the First Line of Defense (1LOD) Financial Crimes Compliance Program Office (FCCPO) team. This ... AML and Sanctions Program monitoring reviews. + Reviews AML and Sanctions compliance reports and related customer risk profiles. Identifies issues, escalates… more
- TD Bank (Fort Lauderdale, FL)
- …+ Bachelor's degree is preferred + 10+ years of experience in financial crimes management, risk management, or compliance within the financial ... support customers access needs + Works with our Governance, Risk , HR, and Enterprise Technology partners to develop the...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Bank OZK (Clearwater, FL)
- …Scope Contributes to the scoping and execution of Anti-Money Laundering (AML), KYC, Financial Crimes and Sanction Screening audit coverage, in accordance with ... Partners with business units throughout the Bank related to their impact the overall Financial Crimes control environment and the audit approach. + Influences a… more
- Citigroup (Tampa, FL)
- …runs global/regional internal SMEs; responsible for investigating and researching the Financial Crimes processes and tools identifying efficiency and ... internal and external data to identify and develop ways to systemically detect financial crime risk . **Specifically, the candidate should:** + Develop and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Knowledge of** + Fundamental concepts, practices and procedures of auditing and risk assessment. + Fundamental concepts of financial markets and products. ... and/or certification to conduct audits of limited scope and complexity. Develops risk profiles of assigned processes within a functional area. Recommends process… more
- Citigroup (Tampa, FL)
- …new and existing users + Direct the communication of status, issue, and risk disposition to all stakeholders, including Senior Management + Direct the identification ... and results of initiatives underway + Develop strategies to reduce costs, manage risk , and enhance services + Deploy influencing and matrix management skills in… more