- Truist (Charlotte, NC)
- …Compliance programs 3 . Knowledge of laws, rules, and regulations impacting financial crimes programs 4. FRM designation, Certified Anti-Money Laundering ... leading and administering the model analytics function of the Financial Crimes Program for Truist. Focused on...ensure models fulfill the business objectives set for them. 3 . Identify and recommend model, process, and/or technology changes… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As...+ Bachelor's Degree or military experience + At least 3 year of experience in auditing, Anti-Money Laundering, Fraud… more
- City National Bank (Charlotte, NC)
- * FINANCIAL CRIMES ANALYST II* WHAT IS...Financial crime investigations and regulatory reporting. * Minimum 3 years experience in a BSA specific role at ... moderate to complex components of assigned engagements within the Financial Crimes Compliance Monitoring Program and/or Annual...a financial institution * Current Certified Anti-Money Laundering … more
- Truist (Charlotte, NC)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis ... enhancements and solutions, as well as continually evaluating alternative systems and methodologies. 3 . Act as a liaison between FCI Management and other lines of… more
- Truist (Whiteville, NC)
- …training and work-related experience 2. Five years of managerial banking, financial industry, commercial lending-related or BSA/AML experience 3 . Ability ... the following job description:** Responsible for day-to-day operations of assigned Financial Intelligence Unit (FIU) team ensuring full compliance with the Bank… more
- Wells Fargo (Charlotte, NC)
- …stakeholders such as legal, client onboarding, reference data, financial crimes , agreement management, regulatory reporting, technology, ... + Establish and maintain strong relationships with Legal, Credit, Compliance, Financial Crimes , Operations, Business, and other internal stakeholders. Manage… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The team sits within the Risk &… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management (WIM)… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo seeks a **Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in **Corporate &… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Lead Quantitative Analytics Specialist to fill the role within the (MCRA) Market and Counterparty Risk Analytics Model… more