- Raymond James Financial, Inc. (Raleigh, NC)
- …away from the firm. * Places various trades including large volume trades while performing due diligence and mitigating risk to the business. * Ensures firm and ... specialized training or certification to provide all levels of financial services in a team environment to associates or...the company by combining the traditional roles of the Financial Advisor, Service Associate and Branch Manager. Fosters and… more
- TIAA (Charlotte, NC)
- …business in this regard. + Review and help coordinate legal documentation and due diligence in relation to lease agreements, management agreements, easements, ... policies and other documents related to a variety of trade, commercial, financial , and operational matters. + Identifies, evaluates, and addresses issues of legal… more
- TD Bank (Asheville, NC)
- …client/business intentions and is consistent with relevant rules/regulations + Ensures necessary due diligence to support the accuracy of all customer ... liaison that is integral to delivering TD's Brand promise by utilizing financial expertise and consultative advice to assist Customers with their banking… more
- Coinbase (Charlotte, NC)
- …mentor, and lead a geographically distributed physical security team. * Navigate security due diligence for real estate and M&A transactions, and support ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...not use AI to make decisions impacting employment*. To request a reasonable accommodation due to disability, please contact… more
- Coinbase (Charlotte, NC)
- …all first line of defence compliance processes, including Transaction Monitoring, Enhanced Due Diligence , Screening and Complaints. The team is responsible for ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...not use AI to make decisions impacting employment*. To request a reasonable accommodation due to disability, please contact… more
- Coinbase (Charlotte, NC)
- …Good understanding of, or work experience in, topics like transaction monitoring, Enhanced Due Diligence , KYC, AML etc. ID: GPPM05US *Pay Transparency Notice:* ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...not use AI to make decisions impacting employment*. To request a reasonable accommodation due to disability, please contact… more
- Coinbase (Charlotte, NC)
- …integration strategy as a critical input to the deal assessment, supporting the due diligence process, executing on integration plans, and long-term measuring ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...not use AI to make decisions impacting employment*. To request a reasonable accommodation due to disability, please contact… more
- Coinbase (Charlotte, NC)
- …for BPO RFPs, working with Legal and Procurement to drive partner selection, due diligence , and contract execution. * Build standardized models for evaluating ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...not use AI to make decisions impacting employment*. To request a reasonable accommodation due to disability, please contact… more
- Regions Bank (Charlotte, NC)
- …(BSA), Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC), or Consumer Due Diligence (CDD) experience **Skills and Competencies** + Ability to ... digital banking, digital product management, business case development, or financial services + OR High School Diploma/GED and thirteen...may remain active for longer than the minimum period due to business need and may be closed at… more
- Insight Global (Charlotte, NC)
- …with data managemetn or data governance - Experience with AML client onboarding, due diligence , or sanctions experience - Experience with internal and external ... of data elements. Enterprise wide specially those elements related to global financial crimes, anti money laundering and sanctions. Support execution of compliance… more