- Wells Fargo (Fountain Valley, CA)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively ... You are part of the fabric of the local community, helping provide the financial service backbone for its residents, employees and local businesses. If you enjoy… more
- Financial Partners Credit Union (Costa Mesa, CA)
- …USA Pay Range $194,695.80 - $324,493.00 Position Type Full Time Job Description Financial Partners Credit Union is seeking a Vice President of Information Security & ... privacy policies + Evaluate business activities (eg investments, assets, processes) to assess compliance risk to NIST CSF and Credit Union standards + Participate in… more
- Banc of California (Santa Ana, CA)
- …due diligence reviews. + Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE) certification, Certified Financial Crime Specialist ... to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable...to EDD and other areas of BSA and AML compliance . + Accountable for strict adherence to all regulatory… more
- Banc of California (Santa Ana, CA)
- …(CDD), Enhanced Due Diligence (EDD), Customer Risk Rating (CRR) and other financial crimes and regulatory compliance reviews on (sub)merchants and PFs/ISOs. ... industry preferred. + Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE) certification, Certified Financial Crime Specialist… more
- JPMorgan Chase (Palo Alto, CA)
- …and event sourcing in OLTP systems. + Prior experience in real-time payments, fraud detection, financial transaction processing. + Deep understanding of CAP ... + Strong knowledge of database security, access controls, encryption, and regulatory compliance . JPMorganChase, one of the oldest financial institutions, offers… more
- Banc of California (Santa Ana, CA)
- …and analyzes account records and reports to detect transactions that involve potential financial criminal activity, such as fraud , money laundering or terrorist ... is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and… more
- TIAA (Sherman Oaks, CA)
- …and the ability to manage portfolios that align with complex financial goals. **Key Responsibilities and Duties** + Builds successful investment portfolios ... + Evaluates the performance of investment portfolios and ensures compliance with standards provided by regulatory organizations, including conformance with… more
- Banc of California (Santa Ana, CA)
- …is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and ... transactions, Large on-us & Unusual items, Stop payment, ATM/Mobile/RDC Deposits, Check Claims, Fraud alerts for Wire, ACH & Debit Card, Wire Transfer. + Performs… more
- Grant Thornton (San Francisco, CA)
- …for business and IT process optimization, profit improvement, cost reduction, fraud prevention, internal control, and compliance . + Perform engagement ... own professional goals. Your day-to-day may include: + Review operational, financial , and technology processes to provide management with a comprehensive assessment… more
- City National Bank (Los Angeles, CA)
- …Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk)Thrives in a dynamic team-based environment, effectively manages ... all applicable risks (credit, liquidity, interest rate, price, operational compliance , strategic and reputation) and mitigating controls, designs comprehensive audit… more