- HSBC (New York, NY)
- …strategic execution, financial performance, and key risks + Coordinate PB governance , key projects and strategic initiatives + Partner with HR and Business Heads ... all share. The Private Banking (PB) US Chief Operating Officer (COO) will be responsible for a complex strategic...focus on results while maintaining a safe and sound risk and control framework. You will report to The… more
- SMBC (New York, NY)
- …guidance * Oversee 1st LoD activities and assist specialized domain SMEs (eg, IT Risk , Data Governance ) in the implementation of their programs within the ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Description** The Securitized Products and Capital Solutions Business Control Officer is primarily an individual contributor. The Securitized Products… more
- Citigroup (New York, NY)
- …are highly preferred. + **Experience** : Minimum of 10 years of experience in governance , risk , and compliance roles, with a significant portion dedicated to ... We are seeking a highly experienced and driven Senior Governance Lead to shape and oversee the governance...relevant firm policies, standards, and industry best practices. + ** Risk Management** : Proactively identify, assess, and manage risks… more
- Raymond James Financial, Inc. (New York, NY)
- As the Vice President, Sanctions Officer , you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief ... AML Officer , you'll be responsible for ensuring adherence to OFAC...to OFAC and international sanctions regulations and driving proactive risk -based initiatives to protect the firm from legal, regulatory,… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
- Citigroup (New York, NY)
- …Business Analyst, Compliance Analyst, Risk Manager, Regulatory Risk Officer , or related position involving financial data analysis and engineering in ... Citibank, NA seeks a Model/ Analysis/ Validation Senior Officer I for its New York, New York...Reserve as part of CPB portfolios management. Conduct key financial driver analysis, macroeconomic variables and trend analysis, and… more
- Rensselaer Polytechnic Institute (Troy, NY)
- … Officer Apply now (https://secure.dc4.pageuppeople.com/apply/1011/gateway/default.aspx?c=apply&lJobID=495436&lJobSourceTypeID=796&sLanguage=en-us) Job no: 495436 ... 2014 and was also MIT's senior academic and budget officer . He was responsible for the Institute's educational programs,...other members of the Institute's senior team to manage financial planning and research support. RPI Quick Facts +… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance, and Risk Ref # 10044966 **Description & ... help address a variety of complex issues that come with being the world's leading financial news and information company. Our team is made of up of talented and… more
- JPMorgan Chase (New York, NY)
- …based in the NY Metro area and report directly to the Chief Technology Officer of Corporate Oversight and Governance Technology (COGT), part of Corporate ... abilities will foster productive relationships with stakeholders, ensuring alignment and effective risk management. In this pivotal role, you will contribute to the… more
- MUFG (New York, NY)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...Relationship Managers/Product Groups to enable more enriched discussions on risk /AML/Sanctions compliance issues, while managing the progress of KYCs… more