- Scotiabank (New York, NY)
- …audit. + Experience/background in compliance applicable to institutional trading & sales , investment banking, futures commission merchant, swap dealer ... Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:**...rules applicable to international banks conducting institutional trading & sales , investment banking, investment management,… more
- BlackRock (New York, NY)
- …preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and ... exposure to the world's capital markets. Our clients can access our investment solutions through a variety of product structures, including individual and… more
- Bank of America (New York, NY)
- … Investment Sales Desk associate will provide support to Alternative Investment Specialists as well as Financial Advisors on suite of Alternative ... Alternative Investments Internal Sales Specialist New York, New York **To proceed...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Bank of America (New York, NY)
- …Planner and Investment Management Specialist to support the coordination all sales and service activities. Works with the Financial Advisor and/or team ... including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth… more
- Bank of America (New York, NY)
- …including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth ... Merrill Market Supervision Manager New York, New York **To proceed with...Financial Advisors to mitigate risk through segmentation, disciplined investment practices, and documentation + Strong analytical skills with… more
- Bank of America (Buffalo, NY)
- …including planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth ... in planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's financial advisors help clients pursue… more
- S&P Global (New York, NY)
- …+ An understanding of fixed income / credit markets gained via experience at a financial institution, asset manager or financial data / technology firm; + ... the Role:** **Risk & Valuation Services (RVS) Revenue Team - Americas** **Senior Sales Specialist** **The Team:** This is an exciting opportunity to join the Risk… more
- KeyBank (Tarrytown, NY)
- … financial needs through expert advice and personalized banking, borrowing and investment solutions. The Relationship Manager is at the center of this ... data gathered through Relationship Reviews, the Customer Relationship Manager (CRM) system, and personal meetings. Captures the client's...and 66 (or 63 & 65) (preferred) + Certified Financial Planner (CFP) (preferred) + Certified Investment … more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... (Performance Calculations, Fund Structures, etc.). + A solid understanding of financial planning principles, investment strategies, and prospect/client lifecycle… more
- Neuberger Berman (New York, NY)
- …._ Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm ... Financial Planning & Analysis at Neuberger Berman provides...stakeholders across the firm's senior leadership, operating committee members, investment team leadership, and client coverage leadership. The team… more
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