- Bank of America (White Plains, NY)
- …supporting business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory, financial ... sales practice activities, and conduct of market personnel + Manages day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the… more
- Bank of America (New York, NY)
- …+ Hires, develops, and leads a team of cross-functional professionals to support Financial Advisor teams and deliver outstanding client service + Supervises ... Service Support Staff + Representing the office and Merrill with clients, prospects, Financial Advisor recruits, vendors, regulators, and outside legal counsel +… more
- Bank of America (New York, NY)
- …focused and effective. **Job Description:** This job is responsible for supporting the Financial Advisor (FA) team to further develop and enhance existing client ... relationship process, including client onboarding and resolving escalations + Assists the Financial Advisor team and/or Senior Business Managers in developing… more
- Capital One (New York, NY)
- …Senior Manager, Know Your Customer (KYC) Advisory Governance performs a key risk management role (second line of defense) to help ensure corporate initiatives and ... (AML) laws, regulations and guidance. While working within the Compliance Management Program framework, the Senior Manager is responsible for delivering quality… more
- CIBC (New York, NY)
- …value (#1 by number of transactions closed), per Inframation, and was named North American Financial Advisor of the Year in 2023 and North American ESG ... Financial Advisor of the Year in 2022...Financial Advisor of the Year in 2022 by IJGlobal. **What...lead and supporting roles + Well-developed organizational and time management skills in order to respond to shifting priorities… more
- Deloitte (New York, NY)
- …attorney + Enrolled Agent + Project Management Professional (PMP) + Chartered Financial Advisor (CFA) + Professional Engineer Preferred: * 5+ years of ... in software architecture and design, software development, and project or program management + Master's Degree in Information Systems, Computer Science or related… more
- Deloitte (New York, NY)
- …+ Enrolled Agent + Project Management Professional (PMP) + Chartered Financial Advisor (CFA) + Professional Engineer Preferred: + Advanced degree such ... develop internal and external working relationships + Strong organizational and time management skills with a demonstrated ability to work independently and manage… more
- Deloitte (New York, NY)
- …Agent + Certifications: + Project Management Professional (PMP) + Chartered Financial Advisor (CFA) + Professional Engineer + GRI Certification + ... MST, LLM, or JD, or related field + Strong organizational and time management skills with a demonstrated ability to work independently and manage multiple, competing… more
- Deloitte (New York, NY)
- …Agent + Certifications: + Project Management Professional (PMP) + Chartered Financial Advisor (CFA) + Professional Engineer + GRI Preferred + Advanced ... as Masters of Tax, JD, and/or LLM + Strong organizational and time management skills with a demonstrated ability to work independently and manage multiple, competing… more
- JPMorgan Chase (New York, NY)
- …JD or CFA or other professional designation strongly preferred. + 7+ years of management or relevant experience within the financial services industry as a sales ... ultra-high net worth division of J. P. Morgan Wealth Management , offers US based clients and their advisors the...resources of one of the largest and most respected financial firms in the world. Our small size and… more