- Zurich NA (New York, NY)
- E&S Financial Lines Underwriting Account Service Manager I/II 125617 Zurich North America is hiring an experienced Underwriting Account Service Manager to join our ... Wholesale Financial Lines team! This position will be located in...order to implement agreed technical standards, controls, practices and procedures , maintaining underwriting disciplines and identifying opportunities for improvements.… more
- Tompkins Community Bank (Ithaca, NY)
- …clients with the Wealth Advisor/Trust Officer; assist clients with account setup and management through the financial planning tool portal. + Occasional travel ... Advisor/Trust Officer when set alerts/ticklers are triggered. + Assist financial planning by entering client information into the ...in, and support the adherence to all internal policies, procedures and practices in support of risk management… more
- Citigroup (New York, NY)
- …on governance matters related to ERM programs; and (iii) overseeing the management of policy breaches, dispensations, and waivers associated with ERM-owned ... policy documents. This role requires a deep understanding of financial institution risk management , regulatory requirements, and the ability to lead and… more
- American Express (New York, NY)
- …+ Minimum four years of experience in risk management within the banking/ financial services industry including policy & procedure development, risk ... in risk and analytics on #TeamAmex. The Technical Risk Management (TRM) team, within the Global Risk and Compliance...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Citigroup (New York, NY)
- …Constructive Debate, Data Governance, Data Management , Data Quality, Internal Controls, Management Reporting, Policy and Procedure , Program Management ... Concern Remediation Management , Data Operating Model practices, Data Issue Management and Data Compliance within large, financial services firms… more
- TD Bank (New York, NY)
- …Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions and other ad hoc reporting as required. + Assess implications ... for continuous improvement and process enhancements to supervision framework and procedures ; assist with relevant change management process. **Education &… more
- Citigroup (Getzville, NY)
- …of hire. **Most Relevant Skills** Analytical Thinking, Credible Challenge, Data Analysis, Governance, Management Reporting, Policy and Procedure , Policy ... are well controlled and documented, + Finding creative solutions to management questions based on available (and sometimes limited) information, + Interacting… more
- TD Bank (New York, NY)
- …lead risk and control routine management and reporting, as well as Policy , Framework, Procedure , Standard, and Control writing or consultation for the US ... the US Head of Fraud, Insider and Conduct Risk Management , and leads ORM / ERM wide efforts for...in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical… more
- Bank of America (New York, NY)
- …to goals in a suitable and controlled way** **Skills:** + Causation Analysis + Financial Management + Investment Management + Trading Strategy + Trading ... disciplinary action up to and including termination. The Client and Investment Management Specialist is responsible for supporting the Financial Advisor(s)… more
- Raymond James Financial, Inc. (New York, NY)
- …in nature. Develop functional or operational policies and help develop policy frameworks for area of responsibility or department. Take responsibility for ... creating underlying procedures and monitoring their implementation. Manage a range of...Participate in the formulation and evolution of general investment policy . Work on complex administrative processes and databases to… more