- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk . **Compliance Monitoring & Compliance Oversight** + Assist with developing and ... overseeing the Compliance Monitoring program . + Collaborate with colleagues globally to develop and...key stakeholders, and exercise credible challenge. + Support issue management , and support a culture of compliance across the… more
- Principal Financial Group (New York, NY)
- …in investment/mutual fund operations or related field + Understanding of financial markets, investment strategies, security types, risk statistics, investment ... **What You'll Do** **Principal Financial Group has an opportunity for an Attributions...In this role, you'll support performance measurement and portfolio management process and tools, by providing calculations, analysis, research,… more
- MUFG (New York, NY)
- …set, that will allow you to succeed, and identify new treasury product solutions. 10% Risk Management - Follow, and ensure compliance on the part of TRM's ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...clients and prospects in the above verticals. Support senior management with various initiatives, as well as keeping internal… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Execution of the risk -based branch exam program in FINRA-registered and non-registered Private Client Group branches ... know when to "ask the next question" as potential risk areas are identified + Apply the appropriate ...+ Clear communication of all exam findings to branch management , exam managers and compliance leadership + Provide reporting… more
- Zurich NA (New York, NY)
- …Audit, and other assurance functions to ensure an integrated approach to governance and risk management . **What are we looking for?** We're seeking a seasoned ... a strategic leadership role where you'll shape the compliance culture, manage risk proactively, and support sustainable business growth in the travel insurance and… more
- MTA (New York, NY)
- …implement and oversee project controls for a significant component of the MTA Capital Program within the Metro North Business Unit . The incumbent is r esponsible ... efficient and quali ta tive products on cost estimating scheduling, project risk , cost control, and project reporting functions. Oversees and develops managers and… more
- City of New York (New York, NY)
- …agents and/or housing development specialists and requiring independent decision-making concerning program management or planning, allocation of resources and ... City's real estate needs. RES is responsible for the space planning and management of 37 million square feet, Citywide acquisitions (lease or purchase), sales and… more
- New York State Civil Service (New York, NY)
- …sponsorship for employment visas.Nate KeiperBox EDSI-SDS-00104New York State Department of Financial Services Office of Human Resources Management One Commerce ... NY HELP No Agency Financial Services, Department of Title Executive Deputy Superintendent...Superintendent for Insurance, NS Occupational Category Administrative or General Management Salary Grade NS Bargaining Unit M/C - Managerial/Confidential… more
- The Estee Lauder Companies (Long Island City, NY)
- …, including cybersecurity, compliance, and business continuity. **4. Governance, Compliance & Risk Management ~20%** + Ensure all procurement activities comply ... total cost of ownership and ROI. + Experience with legal contracts, compliance, and risk management . + Proficiency with procurement tools (eg, SAP Ariba,) and… more
- MUFG (New York, NY)
- …initiatives and be involved with the RCSA process and control testing for Credit Risk Management . **Qualifications:** + Minimum of 5-7 years of experience in ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...using approved internal rating approaches and will propose credit risk appetite in the form of credit limits. +… more