- Lincoln Financial (Greensboro, NC)
- …this opportunity. **Requisition #:** 74911 **The Role at a Glance** We are seeking an AVP, Risk Management to join the Financial Risk oversight team, ... of the CRO. This team is focused on setting the parameters of risk management as they relate to the various financial risks, such as reinsurance and… more
- Principal Financial Group (Charlotte, NC)
- **What You'll Do** We're looking for a Director, Investment Funds and Financial Risk Management to join our Asset Management Risk team. In this role, ... support the execution of the second line global investment risk management program that meets...education initiatives with business partners and risk management staff Operating at the intersection of financial… more
- Deloitte (Charlotte, NC)
- …perspectives, lead generation materials, and proposals The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, ... FFIEC 009, or FFIEC 101 + Understanding of business processes, regulatory requirements, risk management , internal control management , process, data and… more
- TD Bank (Charlotte, NC)
- …broader organization, and enterprise as appropriate. **TD Bank is seeking a Third-Party Risk Management (TPRM) Compliance Program Senior Manager to support ... the CPM function and overall Regulatory Compliance Management (RCM) Program and Framework. This role...Compliance, Risk Management , or Third-Party Risk Management within financial services.**… more
- Bank of America (Charlotte, NC)
- … policy and any resultant standards and guidance. Key components of the Capital/Capital Risk Management program include appropriate risk identification ... of market and idiosyncratic stress. **Department Overview:** Enterprise Capital Risk Management (ECRM) is a department within Enterprise Financial Risk … more
- TD Bank (Charlotte, NC)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The ... Global Sanctions, Anti-Bribery, Anti-Corruption (ABAC), and Financial Crime Risk Management Screening...is responsible for the strategic direction, design, content, and management of the TD Global Sanctions Program ,… more
- TD Bank (Charlotte, NC)
- …objective is to proactively manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance, and risk mitigation across the ... growth strategies + Partners with the business to develop financial plans and forecasts + Applies management -level...and assesses potential impacts + Maintains a culture of risk based management and control, supported by… more
- Deloitte (Charlotte, NC)
- Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted ... consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** FCRMBO - Retail ... **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF/Sanctions/ABAC matters affecting… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** FCRM Investigations is ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more