- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(which could include any or all of the following: hazard risk ; operational risk ; financial risk ; compliance /regulatory risk ; or business ... action; evaluating performance; and interviewing and selecting staff. + Prepares and presents operational budgets for the Operational Risk and Privacy group.… more
- American Express (Sunrise, FL)
- …to: Internal Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk , Financial Crimes Compliance , and Privacy ... related activities, within the financial services industry. + Prior banking industry, compliance , legal or risk experience is a plus. + Strong knowledge of… more
- American Express (Sunrise, FL)
- …limited to:Internal Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk , Financial Crimes Compliance , and ... cross product initiatives. Areas of responsibility will include assessment of compliance risk associated with product integration, product uplifts/changes and… more
- Citigroup (Tampa, FL)
- **Job Description:** Serves as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance ... can be more readily addressed. + Experience in the design and implementation of Compliance and Operational Risk programs + Demonstrated ability to assess… more
- USAA (Tampa, FL)
- …for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under ... our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and...compliance requirements are adhered to. + Completes assigned compliance and operational risk testing… more
- American Express (Sunrise, FL)
- …Control Management function) and has a deep understanding of operational risk frameworks and regulatory requirements for larger financial institutions + ... risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an... financial sector's regulatory environmentand its implications for operational risk management + Understanding of global… more
- MUFG (Tampa, FL)
- …provide more details. Overall Purpose of Job: Reporting to the Head of Operational Risk Framework Execution and Business Coverage Teams, responsible for ... FLoD to develop appropriate key metrics and monitor FLoD operational risk reporting and metrics for negative...items + OMR SME reviewer for Product & Services risk assessments + Perform sample-based framework compliance … more
- Crowley Maritime Corporation (Jacksonville, FL)
- …to remediation, etc.). Performs a variety of moderate to complex financial , operational and compliance audits. Design risk -based audit programs that ... policies, procedures and regulatory requirements while providing recommendations to enhance operational efficiency and reduce risk exposure. Accountable for … more
- JPMorgan Chase (Tampa, FL)
- …the status quo and striving to be best-in-class. As a Technology Operational Risk Management Lead within the Compliance Conduct and Operational Risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...will proactively identify areas of emerging technologies that introduce operational risk and have a good understanding… more
- Citigroup (Tampa, FL)
- … risk assessments, designing risk mitigation strategies, and overseeing compliance with operational risk frameworks. + Demonstrated leadership in ... - Global Client Organization** is responsible for leading a team within Citi's Operational Risk Management (ORM) group providing independent 2nd line risk… more
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