- Raymond James Financial, Inc. (St. Petersburg, FL)
- …a related discipline and a minimum of eight (8) years of experience in the financial services industry, compliance , or risk management. ~or~ * Any equivalent ... and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and...the firm to automate and streamline functions to improve operational efficiencies. * Performs periodic reporting on compliance… more
- Coinbase (Tallahassee, FL)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... global and cross functional teams. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …through experience, specialized training, and/or certification in project management, information compliance risk management, and the securities and/or banking ... industry to support Information Compliance Risk Management's (ICRM) people, processes, technology...learning. + Recommends and drives process enhancements to improve operational efficiency, compliance posture, and stakeholder satisfaction.… more
- USAA (Tampa, FL)
- …and business development with external distributors. + Identifies and manages business operational controls to ensure adherence to appropriate risk level. + ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures **What you have:** +… more
- Carnival Cruise Line (Miami, FL)
- …across all brands. The ideal candidate will have substantial experience in cybersecurity, compliance , and risk management within a global context, with a strong ... include assisting in the creation of procedures, conducting audits, risk assessments, and ensuring ongoing compliance and...company paid term life insurance and disability coverage + Financial Benefits: + 401(k) plan that includes a company… more
- MyFlorida (Tallahassee, FL)
- …and recipient agency accounting systems for weaknesses. Provides technical assistance for financial compliance to sponsors regarding analysis of obtained ... course of study in accounting, finance, economics, insurance, or risk managementandone (1) year of professional experience in accounting,...prepare reports. + Ability to review, analyze and evaluate financial and operational data. + Ability to… more
- University of Miami (Medley, FL)
- …and physician practices. The AVP is responsible for the ongoing monitoring of operational and financial performance and the development and implementation of ... enterprise for internal achievement and external benchmarking with peers and educates operational leadership in the relevance of established financial metrics.… more
- CH Robinson (Tampa, FL)
- …to maintain compliance . + Serve as a strategic advisor on sanctions risk , transaction-level red flags, and compliance issues related to new business ... initiatives, acquisitions, and customer engagement. + Support and advise the Trade Compliance Committee on operational and strategic initiatives. + Draft and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …methodologies and best practices for applying a risk -based approach to mitigate operational and compliance risks. **Skill in** + Applying QA/QC tools, case ... (QC) mechanisms are in place to uphold the integrity, accuracy, and regulatory compliance of the financial crimes-related activities performed by the RJF AML/… more
- Bank of America (Lighthouse Point, FL)
- … financial goals. Job expectations include effectively balancing sales performance, operational risk , and client relationship care by leveraging expertise. ... Credit Solutions Advisor - Lighthouse Point Financial Center Lighthouse Point, Florida **To proceed with...as well as complying with all Federal and State compliance policies. **Desired Qualifications:** + Experience working in a… more