- American Express (Sunrise, FL)
- …team in helping GMNS meet expanding operational , regulatory, and third-party risk and compliance requirements. This role will collaborate with managers & ... alerting and controls, experience with SQL and Python preferred + Familiarity with compliance functions such as AML, Financial Crimes, Sanctions Screening, KYC,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and tolerance to include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational risks. . Identifies ... to provide essential risk context. . Reports risk -related data including risk exposure, compliance...Mathematics, with a minimum of fifteen (15) years of financial services experience required . Experience in broker-dealer or… more
- Carnival Cruise Line (Miami, FL)
- …providing advisory and assurance services on the company's most significant strategic, financial , operational , technology and compliance risks. We're looking ... and sustainable cruising, delivering memorable vacations and building borderless connections. Risk Advisory and Assurance Services (RAAS) is a diverse global team,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … due diligence program. Update design as needed on a regular basis. * Perform operational risk reviews of funds. Prepare written reports based on these reviews. ... improve operational due diligence processes. * Interact with Raymond James Financial Advisors to answer questions about the operational infrastructure of… more
- Signature Aviation (Orlando, FL)
- …communication, leadership, and stakeholder management skills. + Strong understanding of security, compliance , and operational risk management. + Proven track ... seeking a visionary Architect - Ops Engineering to lead the transformation of operational technology at our FBO locations. You will design next-generation systems to… more
- Signature Aviation (Orlando, FL)
- …Design, and Business stakeholders to align engineering outcomes with business value. + ** Risk Management and Compliance ** : Identify and mitigate risks related ... The Director of Operational Engineering at Signature Aviation is responsible for...to data security, privacy, and regulatory compliance . + Ensure compliance with industry regulations… more
- American Express (Sunrise, FL)
- …* 10 Years experience in risk management with deep understanding of financial crimes and compliance risk , including AML, sanctions, fraud, and ... risk framework * Work with 2LOD Global Financial Crimes Compliance (GFCC) and 1LOD ...anti-bribery and corruption frameworks. Understanding of critical operational risk management lifecycle activities * Experience… more
- American Express (Sunrise, FL)
- …partners and internal stakeholders (eg, other Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent ... management. The successful candidate will proactively manage an effective compliance risk management oversight program for the...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- American Express (Sunrise, FL)
- …function. GFCC is part of the broader Global Risk & Compliance organization. GFCC's Program Governance team oversees financial crimes-related project ... knowledge of the Financial Crimes program as would experience within Operational Excellence, Audit or Compliance . Experience with committees and other… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …training and awareness efforts. + Performs initial and periodic privacy risk assessments and conduct related ongoing compliance monitoring activities ... in coordination with the firm's other compliance and operational assessment functions. + Implements...and other regulations relevant to management of privacy. + Compliance and legal procedures in the financial … more