- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities underwriting, ... ensuring operational excellence. **Advanced Knowledge of:** + Securities industry compliance practices, concepts, and procedures. + SEC, FINRA, FRB Bank Holding… more
- American Express (Sunrise, FL)
- …Investigations Unit (USIU) are part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC). ... Together, they provide end-to-end oversight and support of global financial crimes investigations. In partnership with GFCC, GFCSU and USIU develop and implement… more
- Shuvel Digital (Pensacola, FL)
- …and solutions-oriented manner. Qualifications: + Experience in regulatory compliance , risk management, or audit within a financial institution, ideally a ... 8x a month Top 3 Required Skills: + Regulatory Compliance + Risk Management + Analytical Thinking...and communication skills. + Ability to think critically and independently while balancing compliance needs with operational … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …a related discipline and a minimum of eight (8) years of experience in the financial services industry, compliance , or risk management. ~or~ * Any equivalent ... and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and...the firm to automate and streamline functions to improve operational efficiencies. * Performs periodic reporting on compliance… more
- EverBank (Jacksonville, FL)
- …Monitors, coaches and holds team accountable for sales and performance goals and operational compliance and efficiencies. + Resolves low to moderately complex ... Center Manager Senior is responsible for the effective performance of the financial center, including operations/ risk management, sales performance, and customer… more
- Sumitomo Pharma (Tallahassee, FL)
- …+ Proactively identify emerging regulatory issues, developments in industry practices, and compliance risk trends **Key Core Competencies** + Strong leadership, ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory, legal and operational rules and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Knowledge of** + Fundamental concepts, practices and procedures of auditing and risk assessment. + Fundamental concepts of financial markets and products. ... and/or certification to conduct audits of limited scope and complexity. Develops risk profiles of assigned processes within a functional area. Recommends process… more
- American Express (Sunrise, FL)
- …Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), ... and define your own path. Find your place in risk and analytics on #TeamAmex. American Express's Global ...provides end-to-end oversight and support of global financial crimes investigations. In partnership with broader GFCC teams,… more
- University of Miami (Medley, FL)
- …and physician practices. The AVP is responsible for the ongoing monitoring of operational and financial performance and the development and implementation of ... enterprise for internal achievement and external benchmarking with peers and educates operational leadership in the relevance of established financial metrics.… more
- University of Miami (Medley, FL)
- …in partnership with internal stakeholders. Delivers monthly reporting combining both financial and pertinent operational information summarized for senior ... of Miami has an exciting opportunity for a full time Director, UHealth Financial Planning & Analysis in the UHealth Finance Department. SUMMARY The Director, UHealth… more
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