- American Express (Sunrise, FL)
- … crimes compliance , know-your-customer (KYC), enhanced due diligence, screening/sanctions risk management, and/or operational risk + Proven analytical ... Crimes Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance … more
- Scotiabank (Tampa, FL)
- …streamline and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... TAO and GTB business. Provide guidance where applicable on operational guidelines (NACHA, Fedwire) impacting the GTB business. +...or GTB business. + Provide effective challenge of the Compliance Risk Assessment process for the TAO… more
- TECO Energy (Tampa, FL)
- …helping the organization maintain compliance with regulatory standards, promote risk mitigation, and drive operational efficiencies. **PRIMARY DUTIES AND ... RESPONSIBILITIES** + Support the annual SOX compliance program, including planning, risk assessment, scoping,...or related work experience. Related experience consists of: SOX compliance , public accounting, internal audit, and/or financial … more
- Molina Healthcare (St. Petersburg, FL)
- …responses for CMS audits and data-validation reviews * Ability to quantify financial , regulatory, and member-experience risk from complaint trends and to ... **Job** ** ** **Summary** Safeguard member trust and plan compliance by owning Molina's entire CMS Complaints Tracking Module (CTM) life cycle. As Director of CTM… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities underwriting, ... ensuring operational excellence. **Advanced Knowledge of:** + Securities industry compliance practices, concepts, and procedures. + SEC, FINRA, FRB Bank Holding… more
- Shuvel Digital (Pensacola, FL)
- …and solutions-oriented manner. Qualifications: + Experience in regulatory compliance , risk management, or audit within a financial institution, ideally a ... 8x a month Top 3 Required Skills: + Regulatory Compliance + Risk Management + Analytical Thinking...and communication skills. + Ability to think critically and independently while balancing compliance needs with operational … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ensure adherence to regulatory requirements. + Ability to manage and perform risk -based compliance testing. + Ability to determine matters requiring escalation ... other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems. + Balances conflicting resource and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …a related discipline and a minimum of eight (8) years of experience in the financial services industry, compliance , or risk management. ~or~ * Any equivalent ... and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and...the firm to automate and streamline functions to improve operational efficiencies. * Performs periodic reporting on compliance… more
- Coinbase (Tallahassee, FL)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... global and cross functional teams. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in… more
- USAA (Tampa, FL)
- …and business development with external distributors. + Identifies and manages business operational controls to ensure adherence to appropriate risk level. + ... activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures **What you have:** +… more