- American Express (New York, NY)
- …regulations and industry standards **Qualifications** + Approximately three years of experience in Financial Crimes Compliance , Risk Management, and / or ... define the future of American Express. American Express' Global Financial Crimes Compliance (GFCC) team is responsible...capabilities, the enterprise undergoes an uplift to the Enterprise Risk and Operational Risk Management… more
- TD Bank (New York, NY)
- …The successful candidate is willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions, works well ... Skills:** + Minimum 7+ years of compliance risk management, enterprise risk management, operational...risk management, or audit experience within a regulated financial service or FinTech environment + Deep understanding of… more
- Amazon (New York, NY)
- …- tracking, training, renewal, auditing, and coordination with stakeholders to reduce regulatory risk and maintain operational readiness. US and Canada Fire Code ... Description Amazon Workplace Health and Safety (WHS) Operational Excellence (OpEx) is looking for a Program...EHS projects. If you have a strong background in risk or program management and continuous improvement, we encourage… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... develop a team to anticipate and understand clients' businesses, strategic objectives, operational priorities, and financial positions within the context of… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make...new products, services and other initiatives that have significant operational or financial impact + Integrates the… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance Management accountability for areas of LRRs and Risk Owners (own and operate controls to mitigate LRR...knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with… more
- City of New York (New York, NY)
- …delays, potential cost overruns, recurring data inaccuracies, unmitigated risks, or policy non- compliance ) to the Head of Project & Operational Excellence to ... comprises five diverse teams who provide key business services and drive operational excellence across A&CM. Core functions of Strategic Services include: leading… more
- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a ... reporting across regional committees and boards (eg, surveillance metrics, operational issues, and related reporting). Provide the leadership team..."tone at the top" in support of a strong risk & compliance culture within Compliance… more
- TD Bank (New York, NY)
- … Program in defining and achieving departmental objectives: + Design operational risk management plans and the annual compliance strategic plan + Develop ... a mission to build a more resilient and scalable compliance risk management function. As part of...+ Minimum 7+ years of experience in governance, or risk management within the financial services or… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment,...the anticipated low and high end of the BMO Financial Group's salary range for this position. Actual salaries… more