- American Express (New York, NY)
- …* 10 Years experience in risk management with deep understanding of financial crimes and compliance risk , including AML, sanctions, fraud, and ... risk framework * Work with 2LOD Global Financial Crimes Compliance (GFCC) and 1LOD ...anti-bribery and corruption frameworks. Understanding of critical operational risk management lifecycle activities * Experience… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment,...the anticipated low and high end of the BMO Financial Group's salary range for this position. Actual salaries… more
- City of New York (New York, NY)
- …delays, potential cost overruns, recurring data inaccuracies, unmitigated risks, or policy non- compliance ) to the Head of Project & Operational Excellence to ... comprises five diverse teams who provide key business services and drive operational excellence across A&CM. Core functions of Strategic Services include: leading… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- American Express (New York, NY)
- …needed **Key Responsibilities:** + Serve as the primary financial crime risk leader within the business, ensuring compliance with applicable laws, ... accountability and performance excellence. **Qualifications:** + 7-10 years of experience in financial crimes compliance , risk management, or business… more
- American Express (New York, NY)
- …partners and internal stakeholders (eg, other Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent ... management. The successful candidate will proactively manage an effective compliance risk management oversight program for the...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- KeyBank (Amherst, NY)
- …knowledge of the operational , technical, and functional structure of financial services organizations, banking systems, and compliance programs obtained ... Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- M&T Bank (Getzville, NY)
- …on observable breaches in Corporate Risk policies. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... to Finance / Audit / SOX to ensure accurate Financial Statements in accordance with GAAP. + Gather and...changes in process or accounting requirements with input from Operational Accountant III, IV or Manager. + Participate in… more
- Marex (New York, NY)
- …Securities Exchanges, and other applicable regulatory organizations. + Adhere to the operational risk framework for your role ensuring that all regulatory ... and DMA, plus award-winning data, insights and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must… more