- American Express (New York, NY)
- …partners and internal stakeholders (eg, other Global Risk and Compliance colleagues, General Counsel Office, Operational Excellence, Independent ... management. The successful candidate will proactively manage an effective compliance risk management oversight program for the...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- KeyBank (Amherst, NY)
- …knowledge of the operational , technical, and functional structure of financial services organizations, banking systems, and compliance programs obtained ... Road, Brooklyn Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- American Express (New York, NY)
- …enterprise & within Global Sanctions-led processes. By driving sanctions requirements within operational risk methodologies, the team maintains a strong control ... Sanctions is responsible for developing and maintaining an effective, risk -based enterprise-wide sanctions program that focuses on; establishing minimum standards,… more
- M&T Bank (Getzville, NY)
- …on observable breaches in Corporate Risk policies. + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... to Finance / Audit / SOX to ensure accurate Financial Statements in accordance with GAAP. + Gather and...changes in process or accounting requirements with input from Operational Accountant III, IV or Manager. + Participate in… more
- Marex (New York, NY)
- …SEC, FINRA, MSRB, and other regulatory rules and regulations. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... and DMA, plus award-winning data, insights and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must… more
- University of Rochester (Rochester, NY)
- …direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership with ... Risk Assessment + Department, Identify, assess, and prioritize compliance risks across the University's operations, including academic, research, student… more
- Mizuho Corporate Bank (New York, NY)
- …work collaboratively with various Line of Business, Corporate Function, and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups to ... a pivotal role in shaping the future of AI risk management and compliance within our ...and mitigate risks. + Collaborate with legal, technical, and operational teams to address compliance issues. +… more
- PNC (New York, NY)
- …time and resources efficiently to get things done **Job Description** + Manages financial , compliance , and/or operational audit reviews, including the ... Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, Auditing, Business… more
- MTA (New York, NY)
- …& Development (C&D) to support successful project delivery, while minimizing operational disruptions and ensuring environmental compliance , safety, and facility ... environmental program performance. Provide regular reporting to executive leadership on compliance , risks, and operational outcomes. Stakeholder Engagement and… more