- JPMorgan Chase (New York, NY)
- …quo and striving to be best-in-class. As a Data Scientist Vice President within the Compliance , Conduct Operational Risk (CCOR) Data Analytics team, you will ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Experience in financial services industry especially in Operational Risk Management, Anti-Money Laundering & Know… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk -related training and education processes in collaboration with internal stakeholders. + ... the firm to automate and streamline functions to improve operational efficiencies of compliance systems. + Serves...assigned. **Knowledge, Skills, and Abilities** **Advanced knowledge of:** + Compliance and risk training for the securities… more
- Mizuho Corporate Bank (New York, NY)
- …action. + Identify areas of risk and make recommendations on operational improvements, processes for compliance , quality assurance and any additional ... The Americas Compliance Department (ACD) manages compliance risk in the United States...Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA)… more
- Fedcap (New York, NY)
- …and divisional management team(s), coordinate various program/funder audits, ensure tax compliance . Perform financial audits of business functions and processes ... auditors directly and other auditors indirectly. Manage and monitor the execution of financial , operational , and information technology audits of co and its… more
- TD Bank (New York, NY)
- …the develop and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third line ... businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory, industry and operational knowledge… more
- Coinbase (Albany, NY)
- …be doing (ie. job duties): * You will execute the strategic vision for Compliance by scaling operational performance, which includes the execution of ... OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management, and other operational ...senior leadership. * Working knowledge of laws, regulations, and risk management practices for financial services. *… more
- CDM Smith (Buffalo, NY)
- …financial modeling and scenario analysis. * Manages and minimizes the company's financial risk exposure by developing and maintaining systems of internal ... relevant advice. * Advises the CEO and Board on financial planning, risk management, and capital structure....objectives. * Oversees global budgeting, forecasting, cash flow, and financial reporting. * Ensures compliance with accounting… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer ... of various committees such as the New Product, Underwriting, Risk Management, Compliance , IT Risk ...operational efficiencies and automation of processes to reduce risk of manual processes. + Assists in providing training… more
- Navient (Albany, NY)
- …improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls within the ... training materials aligned with regulatory best practices. + Lead risk assessments and compliance initiatives to identify...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial … more
- New York Power Authority (White Plains, NY)
- …as the project team, coordinating and conducting meetings as appropriate. + Conducts risk assessment of financial strategy or business factors affecting the ... EHS Regulatory & Compliance Program Manager Location: White Plains, US **Summary**...US **Summary** Supervises the implementation of controls to mitigate risk , completing risk assessment reports, and oversees… more