- Raymond James Financial, Inc. (New York, NY)
- …business leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities underwriting, ... ensuring operational excellence. **Advanced Knowledge of:** + Securities industry compliance practices, concepts, and procedures. + SEC, FINRA, FRB Bank Holding… more
- Mizuho Corporate Bank (New York, NY)
- …Identify and quantify risks associated with revenue generation, including market risk , credit risk , operational risk , and liquidity risk . + Conduct ... of banking and trading revenue streams, including the ability to analyze complex financial products. + Familiarity with risk management principles and practices… more
- PVH Corp. (New York, NY)
- …tax provision (monthly/quarterly/annual), including all related tax journal entries and financial statement disclosures in compliance with US GAAP reporting. ... internal stakeholders (Accounting, Finance, Treasury, Legal, etc.) and external auditors to support financial reporting and compliance . + Lead and mentor the tax… more
- Bausch + Lomb (Rochester, NY)
- …preparation, management, and tracking of the department operating budget; collaborate with operational leaders to align financial plans with business objectives. ... compliance through documentation, maintenance, and testing of internal financial controls related to reporting, inventory, procurement, and capital expenditures.… more
- Coinbase (Albany, NY)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... global and cross functional teams. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in… more
- Comerica (New York, NY)
- …acceptance of assigned product(s). Risk Management: Assess and monitor client risk exposure including operational , compliance and payment solution ... on payment flow structures, API integrations, and settlement processes to optimize operational efficiency and minimize risk Maintain knowledge of payment… more
- Capital One (New York, NY)
- …As a member of the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions). ... + At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination....+ 4+ years of experience in banking, in the financial services industry, in a professional services firm serving… more
- TD Bank (New York, NY)
- …regulatory changes are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is...to clearly provide written reports that identify and quantify risk as well as present sound solutions taking into… more
- Santander US (Staten Island, NY)
- …by both excellent verbal and written communication. + Superior knowledge of financial analysis, risk evaluation, loan documentation + Motivating, developing, and ... Financial Advisor - Centralized, Staten Island, NY Country:...client objectives, and making appropriate investment/insurance recommendations consistent with compliance standards to achieve sales results and long-term client… more
- New York Genome Center (New York, NY)
- …agencies (both government and private), regulators, and advisors. + Oversee effective financial controls and compliance with all technical and regulatory ... the conditions of NYGC's building and associated infrastructure. + Develop and implement risk management programs to ensure compliance with legal and contractual… more