- Coinbase (Albany, NY)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... global and cross functional teams. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in… more
- Comerica (New York, NY)
- …acceptance of assigned product(s). Risk Management: Assess and monitor client risk exposure including operational , compliance and payment solution ... on payment flow structures, API integrations, and settlement processes to optimize operational efficiency and minimize risk Maintain knowledge of payment… more
- Capital One (New York, NY)
- …As a member of the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions). ... + At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination....+ 4+ years of experience in banking, in the financial services industry, in a professional services firm serving… more
- TD Bank (New York, NY)
- …regulatory changes are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is...to clearly provide written reports that identify and quantify risk as well as present sound solutions taking into… more
- Santander US (Staten Island, NY)
- …by both excellent verbal and written communication. + Superior knowledge of financial analysis, risk evaluation, loan documentation + Motivating, developing, and ... Financial Advisor - Centralized, Staten Island, NY Country:...client objectives, and making appropriate investment/insurance recommendations consistent with compliance standards to achieve sales results and long-term client… more
- New York Genome Center (New York, NY)
- …agencies (both government and private), regulators, and advisors. + Oversee effective financial controls and compliance with all technical and regulatory ... the conditions of NYGC's building and associated infrastructure. + Develop and implement risk management programs to ensure compliance with legal and contractual… more
- Citigroup (New York, NY)
- …and execution of financial objectives related to revenues, expenses, capital, and risk . They are a key member of their respective business / function management ... support the development and implementation of strategic business initiatives to deliver financial and operational performance. They are also the stewards within… more
- TD Bank (New York, NY)
- …units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . ** Compliance ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...JD desirable but not required + Knowledge of global financial institutions' operational , financial , sales… more
- Huron Consulting Group (NY)
- …in developing and implementing internal audit programs including but not limited to financial , operational , technology, and compliance audits + Proven track ... of strategy, expertise and creativity, we help clients accelerate operational , digital and cultural transformation, enabling the change they...in Internal Audit, GRC and SOX 404 within the financial services industry to join our Financial … more
- Amazon (New York, NY)
- …to trade compliance governance processes. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft Office ... Trade Strategy (RTS) team is seeking a Global Trade Compliance Program Manager who thrives in ambiguity and enjoys...and acting on opportunities to improve efficiency and reduce risk , and driving both tactical and strategic initiatives. As… more