- TD Bank (New York, NY)
- …ORM is accountable for the design and maintenance of TDBG's Operational Risk Management Framework, which encompasses enterprise-level policies, processes ... to assess and challenge the first line to ensure compliance with same. Internal Audit is the third line...and practices for identifying, assessing, mitigating and reporting operational risk . ORM also facilitates enterprise level… more
- BMO Financial Group (New York, NY)
- …exposure, including, but not limited, to Operational Risk , Credit Risk , Business Continuity, Regulatory Compliance , Cyber Security, Third Party Risk , ... services to clients around the world. #bmocapitalmarkets The **VP, Operational Risk & Resilience, Global Markets (GM)**...provides expertise, support and is a resource to drive Non- Financial Risk management and mitigation for GM,… more
- Tradeweb (New York, NY)
- …SCI, CFTC SEF requirements, NIST) related to operational resilience and technology risk in US financial markets. + Proficiency in Microsoft Excel, PowerPoint ... executed controls. **Job Responsibilities** + Serve as the embedded operational risk advisor within trading and technology...Train and coach front office and infrastructure teams on risk ownership, control execution, and compliance with… more
- City National Bank (New York, NY)
- …financial services industry * Minimum 5 years of experience in risk management, operational risk management, compliance , or audit * Minimum 3 years of ... Strong business knowledge of financial services * Understanding of Risk Management/ Operational Risk Management * Strong knowledge of internal control… more
- MUFG (New York, NY)
- …areas + Partner with FLoD to develop appropriate key metrics and monitor FLoD operational risk reporting and metrics for negative trends or escalation items + ... ORM SME reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance ...RAS review and challenge, etc.) 5) Production of periodic operational risk scorecards and reports that provide… more
- City National Bank (New York, NY)
- …of experience in risk management, operational risk management, compliance , or audit functions in the financial services industry * Minimum 7 years ... * OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER*...literacy * Lead the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- SMBC (White Plains, NY)
- …Reporting to the Operational Risk Officer Vice President (VP), Director of Operational Risk , and Head of Non- Financial Risk , the Associate ... Defense Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG)...governance and input of data into the firm's Governance, Risk and Compliance (GRC) application + Facilitate… more
- Lincoln Financial (Albany, NY)
- …74677 **The Role at a Glance** We are excited to be hiring a dynamic **Sr Operational Risk Consultant** to our Life and MG Underwriting and New Business ... Operational Risk Team. In this role, you...Life Underwriting & New Business team with legal and compliance enterprise business partners * Communicating and educating risks… more
- Citigroup (Getzville, NY)
- …(eg Risk Management, Reporting, Financial Control, Audit) Understanding of the Operational risk function and processes is a plus. + Quick learner with ... Operational Risk Reporting & Analytics team... Operational Risk Reporting & Analytics team within Citi ...productivity and align with Operating Guidelines, as well as compliance to laws and standards. + Contribute to Consent… more
- Scotiabank (New York, NY)
- …years of relevant experience in financial services industry, preferably in risk management, compliance , operations, or audit + Bachelor's degree in Finance, ... Senior Analyst, First Line Operational Risk and Resilience **Requisition ID:**...to reflect impact of Internal Audit findings, regulatory findings, compliance testing results and any other self-identified issues. +… more