- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Scotiabank (New York, NY)
- …Operations). + Provided hands-on oversight of RCSA activities, ensuring alignment with operational risk policies and regulatory expectations. + Partnered with ... of Defense, including direct oversight responsibilities. + Deep understanding of non- financial risk , control, and regulatory requirements specific to Capital… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... (https://www.wellsfargojobs.com/career-areas/) . **In this role, you will:** + Assist Financial Advisor(s) with sales, service, and operational related… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** Roles in the second line of ... defense Financial Crime Risk Management Testing team (FCRM)...and gaps with TD's policies, procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... solutions, leveraging a solid understanding of clients' businesses, strategic objectives, operational priorities, and financial positions; may coordinate highly… more
- PSEG Long Island (Hicksville, NY)
- …management, and risk management experience that also includes performing financial , operational , quality, and/or compliance audits. + Demonstrated ... investment plan, which exceeds $600 million annually. This Manager will provide financial risk assessment within all Portfolio investment decisions along with… more
- American Express (New York, NY)
- …client-facing businesses, commercial and consumer financial product managers, Global Risk & Compliance , Technology, Legal (GCO), Finance, Global Services ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...practices, and lessons learned across the enterprise to improve operational risk management practices. **Minimum Qualifications:** +… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... ensure accurate risk assessments, timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to… more
- Wells Fargo (Hewlett, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- American Express (New York, NY)
- …management within financial services + Experience navigating enterprise or operational risk management lifecycle activities + Excellent communication, and ... + Experience in at least one of the following: + Translating enterprise or operational risk strategy and appetite into execution guidelines + Tracking and… more