- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... selected domains + Ensure systems are monitored to increase operational efficiency and managed to mitigate risk ...and cloud deployment strategies + Lead team to ensure compliance and risk management requirements for supported… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively ... + Negotiator must demonstrate understanding of, and adherence to, relevant compliance , credit, legal, regulatory, operational and business policies and… more
- TD Bank (New York, NY)
- …matter experts; + Demonstrate a strong understanding and promote awareness of key operational risk . frameworks/policies, risk appetite, and Operational ... TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls in...interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance … more
- TD Bank (New York, NY)
- …- ICFR SOX Testing is to carry out a testing of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing ... with ICFR Standards and draft findings with design and operational effectiveness testing **Key Accountabilities** : + Conduct audit...+ Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- TD Bank (Warrensburg, NY)
- …+ Identifies and mitigates risk and proactively audits for adherence to compliance , policies and procedures and overall operational soundness of the Store + ... policies and/or regulatory requirements **Shareholder Accountabilities:** + Leads and drives operational compliance of all Store operations including teller and… more
- City National Bank (New York, NY)
- …develop understanding other key processes around KYC/onboarding, fundings, internal risk limits (eg industry, product, financial institutions, sovereign), ... management culture: Proactively manage all applicable risks (eg transactional, operational , credit, counterparty, market, regulatory, compliance ), self-identification… more
- KeyBank (Amherst, NY)
- …knowledge of the operational , technical, and functional structure of financial services organizations, banking systems, and compliance programs obtained ... 4900 Tiedeman Road, Brooklyn Ohio **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and… more